-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, QkvJARzUHCfSwQ5nYJ+FuTiUhBTZG/zucPeKNjbvMX+Dm9XgAQF+G1cTWCEGJeHo SSihB4TxtCnsAvDvJYN6ww== 0001140361-04-005614.txt : 20041004 0001140361-04-005614.hdr.sgml : 20041004 20041004140830 ACCESSION NUMBER: 0001140361-04-005614 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20040930 FILED AS OF DATE: 20041004 DATE AS OF CHANGE: 20041004 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: GRAY DEREK R CENTRAL INDEX KEY: 0001246217 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-27432 FILM NUMBER: 041061688 BUSINESS ADDRESS: STREET 1: C/O CLEAN DIESEL TECHNOLOGIES INC STREET 2: 300 ATLANTIC ST CITY: STAMFORD STATE: CT ZIP: 06901 BUSINESS PHONE: 2033277050 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CLEAN DIESEL TECHNOLOGIES INC CENTRAL INDEX KEY: 0000949428 STANDARD INDUSTRIAL CLASSIFICATION: INDUSTRIAL INORGANIC CHEMICALS [2810] IRS NUMBER: 061393453 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 300 ATLANTIC ST STREET 2: STE 702 CITY: STAMFORD STATE: CT ZIP: 06901 BUSINESS PHONE: 2033277050 MAIL ADDRESS: STREET 1: 300 ATLANTIC ST STREET 2: STE 702 CITY: STAMFORD STATE: CT ZIP: 06901 4 1 doc1.xml FORM 4 X0202 4 2004-09-30 0 0000949428 CLEAN DIESEL TECHNOLOGIES INC CDTI 0001246217 GRAY DEREK R C/O CLEAN DIESEL TECHNOLOGIES, INC. 300 ATLANTIC ST., SUITE 702 STAMFORD CT 06901 1 0 0 0 Common Stock 2004-09-30 4 P 0 50000 1.80 A 415134 D Warrant 1.50 1999-06-30 4 A 0 58333 0 A 2009-06-30 2009-06-29 Common 58333 58333 D Warrant 2.00 2000-11-30 4 A 0 2500 0 A 2000-11-30 2010-11-29 Common 2500 2500 D Warrant 2.00 2000-12-30 4 A 0 1250 0 A 2000-12-30 2010-12-29 Common 1250 1250 D Warrant 2.00 2001-03-30 4 A 0 1250 0 A 2001-03-30 2011-03-29 Common 1250 1250 D Warrant 2.25 2000-05-30 4 A 0 27675 0 A 2000-05-30 2010-05-29 Common 27675 27675 D Warrant 1.63 2003-09-26 4 A 0 3749 0 A 2003-09-26 2003-09-25 Common 3749 3749 D Option 0.90 1999-06-14 4 A 0 10000 0 A 1999-06-14 2009-06-13 Common 10000 10000 D Option 2.50 2000-02-10 4 A 0 10000 0 A 2000-02-10 2010-02-09 Common 10000 10000 D Option 1.965 2001-03-14 4 A 0 10000 0 A 2001-03-14 2011-03-13 Common 10000 10000 D Option 2.90 2002-03-12 4 A 0 25000 0 A 2002-03-12 2012-03-11 Common 25000 25000 D Option 1.65 2003-06-11 4 A 0 35000 0 A 2003-06-11 2013-06-10 Common 35000 35000 D Derek R. Gray 2004-10-04 -----END PRIVACY-ENHANCED MESSAGE-----