-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, NSQoXAoOTUkZ4mb0Ld0N61nT7h1OrdzobqeU/ZJmzuG/Ozp8VznU4n98RpuvO0LR CaUHa3I4UazaXJ610qYsUg== 0001140361-04-000142.txt : 20040106 0001140361-04-000142.hdr.sgml : 20040106 20040106115042 ACCESSION NUMBER: 0001140361-04-000142 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20031222 FILED AS OF DATE: 20040106 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: VALENTINE JAMES M CENTRAL INDEX KEY: 0001246227 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-27432 FILM NUMBER: 04508515 BUSINESS ADDRESS: STREET 1: C/O CLEAN DIESEL TECHNOLOGIES INC STREET 2: 300 ATLANTIC ST CITY: STAMFORD STATE: CT ZIP: 06901 BUSINESS PHONE: 2033277050 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CLEAN DIESEL TECHNOLOGIES INC CENTRAL INDEX KEY: 0000949428 STANDARD INDUSTRIAL CLASSIFICATION: INDUSTRIAL INORGANIC CHEMICALS [2810] IRS NUMBER: 061393453 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 300 ATLANTIC ST STREET 2: STE 702 CITY: STAMFORD STATE: CT ZIP: 06901 BUSINESS PHONE: 2033277050 MAIL ADDRESS: STREET 1: 300 ATLANTIC ST STREET 2: STE 702 CITY: STAMFORD STATE: CT ZIP: 06901 4 1 doc1.xml FORM 4 X0201 4 2003-12-22 0 0000949428 CLEAN DIESEL TECHNOLOGIES INC cdti 0001246227 VALENTINE JAMES M C/O CLEAN DIESEL TECHNOLOGIES, INC. 300 ATLANTIC STREET STAMFORD CT 06901 1 1 0 0 President Common stock 2003-12-30 4 S 0 2000 2.90 D 1560 D Common Stock 2003-12-30 4 G 0 1500 2.80 D 1560 D Common Stock (UGMA) Allyson Valentine 2003-12-22 4 S 0 1500 3.00 D 6065 I by child Common Stock (UGMA) Allyson Valentine 2003-12-29 4 S 0 1500 2.85 D 4565 I by child Common Stock (UGMA) Laura Valentine 2003-12-30 4 S 0 2000 2.80 D 5565 I by child Stock Option 3.07 2003-12-02 4 A 0 40000 0 A 2003-12-02 2013-12-02 Common 40000 40000 D Stock Option 1.65 2003-06-11 4 A 0 80000 0 A 2003-06-11 2013-06-11 Common 80000 80000 D Stock Option 2.90 2002-03-13 4 A 0 100000 0 A 2002-03-13 2012-03-13 Common 100000 100000 D Stock Option 1.965 2001-03-14 4 A 0 60000 0 A 2001-03-14 2011-03-14 Common 60000 60000 D Stock Option 2.50 2000-02-10 4 A 0 75000 0 A 2000-02-10 2010-02-20 Common 75000 75000 D Stock Option 0.90 1999-06-14 4 A 0 60000 0 A 1999-06-14 2009-06-14 Common 60000 60000 D Stock Option 2.00 1998-06-05 4 A 0 7500 0 A 1998-06-05 2008-10-28 Common 7500 7500 D Stock Option 4.625 1997-02-06 4 A 0 35000 0 A 1997-02-06 2007-02-06 Common 35000 35000 D Stock Option 6.82 1995-12-26 4 A 0 10000 0 A 1995-12-26 2005-12-26 Common 10000 10000 D Held by custodian for children and reporting person disclaims any beneficial interest therein. James M. Valentine 2004-01-06 -----END PRIVACY-ENHANCED MESSAGE-----