0001104659-16-143173.txt : 20160906
0001104659-16-143173.hdr.sgml : 20160906
20160906145218
ACCESSION NUMBER: 0001104659-16-143173
CONFORMED SUBMISSION TYPE: 3
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20160825
FILED AS OF DATE: 20160906
DATE AS OF CHANGE: 20160906
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: CLEAN DIESEL TECHNOLOGIES INC
CENTRAL INDEX KEY: 0000949428
STANDARD INDUSTRIAL CLASSIFICATION: INDUSTRIAL & COMMERCIAL FANS & BLOWERS & AIR PURIFYING EQUIP [3564]
IRS NUMBER: 061393453
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 1621 FISKE PLACE
CITY: OXNARD
STATE: CA
ZIP: 93033
BUSINESS PHONE: 805 639 9465
MAIL ADDRESS:
STREET 1: 1621 FISKE PLACE
CITY: OXNARD
STATE: CA
ZIP: 93033
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Kanis S.A.
CENTRAL INDEX KEY: 0001511053
STATE OF INCORPORATION: D8
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 3
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-33710
FILM NUMBER: 161870649
BUSINESS ADDRESS:
STREET 1: C/O SG ASSOCIATES LIMITED
STREET 2: 82Z PORTLAND PLACE
CITY: LONDON
STATE: X0
ZIP: W1B 1NS
BUSINESS PHONE: 011442073073500
MAIL ADDRESS:
STREET 1: C/O SG ASSOCIATES LIMITED
STREET 2: 82Z PORTLAND PLACE
CITY: LONDON
STATE: X0
ZIP: W1B 1NS
3
1
a3.xml
3
X0206
3
2016-08-25
0
0000949428
CLEAN DIESEL TECHNOLOGIES INC
CDTI
0001511053
Kanis S.A.
235 OLD MARYLEBONE ROAD
LONDON
X0
NW1 5QT
UNITED KINGDOM
0
0
1
0
Common Stock
4962908
D
Warrant (right to buy)
8.75
2013-06-30
2019-11-11
Common Stock
5000
D
Warrant (right to buy)
8.75
2014-08-16
2019-11-11
Common Stock
1000
D
Warrant (right to buy)
8.75
2013-06-30
2019-11-11
Common Stock
9000
D
Warrant (right to buy)
6.25
2013-06-30
2019-11-11
Common Stock
18800
D
Warrant (right to buy)
8.75
2013-06-30
2019-11-11
Common Stock
16000
D
Expiration 11/11/19 or that date which is 30 days after CDTI gives notice to warrant holder that the market value of one share of CDTI common stock has exceeded 130% of the exercise price of the warrant for 10 consecutive days, commencing on or after the date exercisable.
/s/ Derek Gray, Chief Financial Officer, on behalf of Kanis S.A.
2016-09-02