0001104659-16-143173.txt : 20160906 0001104659-16-143173.hdr.sgml : 20160906 20160906145218 ACCESSION NUMBER: 0001104659-16-143173 CONFORMED SUBMISSION TYPE: 3 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20160825 FILED AS OF DATE: 20160906 DATE AS OF CHANGE: 20160906 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CLEAN DIESEL TECHNOLOGIES INC CENTRAL INDEX KEY: 0000949428 STANDARD INDUSTRIAL CLASSIFICATION: INDUSTRIAL & COMMERCIAL FANS & BLOWERS & AIR PURIFYING EQUIP [3564] IRS NUMBER: 061393453 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1621 FISKE PLACE CITY: OXNARD STATE: CA ZIP: 93033 BUSINESS PHONE: 805 639 9465 MAIL ADDRESS: STREET 1: 1621 FISKE PLACE CITY: OXNARD STATE: CA ZIP: 93033 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Kanis S.A. CENTRAL INDEX KEY: 0001511053 STATE OF INCORPORATION: D8 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 001-33710 FILM NUMBER: 161870649 BUSINESS ADDRESS: STREET 1: C/O SG ASSOCIATES LIMITED STREET 2: 82Z PORTLAND PLACE CITY: LONDON STATE: X0 ZIP: W1B 1NS BUSINESS PHONE: 011442073073500 MAIL ADDRESS: STREET 1: C/O SG ASSOCIATES LIMITED STREET 2: 82Z PORTLAND PLACE CITY: LONDON STATE: X0 ZIP: W1B 1NS 3 1 a3.xml 3 X0206 3 2016-08-25 0 0000949428 CLEAN DIESEL TECHNOLOGIES INC CDTI 0001511053 Kanis S.A. 235 OLD MARYLEBONE ROAD LONDON X0 NW1 5QT UNITED KINGDOM 0 0 1 0 Common Stock 4962908 D Warrant (right to buy) 8.75 2013-06-30 2019-11-11 Common Stock 5000 D Warrant (right to buy) 8.75 2014-08-16 2019-11-11 Common Stock 1000 D Warrant (right to buy) 8.75 2013-06-30 2019-11-11 Common Stock 9000 D Warrant (right to buy) 6.25 2013-06-30 2019-11-11 Common Stock 18800 D Warrant (right to buy) 8.75 2013-06-30 2019-11-11 Common Stock 16000 D Expiration 11/11/19 or that date which is 30 days after CDTI gives notice to warrant holder that the market value of one share of CDTI common stock has exceeded 130% of the exercise price of the warrant for 10 consecutive days, commencing on or after the date exercisable. /s/ Derek Gray, Chief Financial Officer, on behalf of Kanis S.A. 2016-09-02