-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Wg+ZkmP7yw2HBiHff8UCfv+Z0fNsTBNeAf94xJtSUXbZzZgmnk7zwJ89vTjRA+0p dFY24v9d4CgB1uSfPWgq0w== 0001015402-03-002281.txt : 20030606 0001015402-03-002281.hdr.sgml : 20030606 20030606094537 ACCESSION NUMBER: 0001015402-03-002281 CONFORMED SUBMISSION TYPE: 8-K PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20030602 ITEM INFORMATION: Other events FILED AS OF DATE: 20030606 FILER: COMPANY DATA: COMPANY CONFORMED NAME: CLEAN DIESEL TECHNOLOGIES INC CENTRAL INDEX KEY: 0000949428 STANDARD INDUSTRIAL CLASSIFICATION: INDUSTRIAL INORGANIC CHEMICALS [2810] IRS NUMBER: 061393453 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 8-K SEC ACT: 1934 Act SEC FILE NUMBER: 000-27432 FILM NUMBER: 03735088 BUSINESS ADDRESS: STREET 1: 300 ATLANTIC ST STREET 2: STE 702 CITY: STAMFORD STATE: CT ZIP: 06901 BUSINESS PHONE: 2033277050 MAIL ADDRESS: STREET 1: 300 ATLANTIC ST STREET 2: STE 702 CITY: STAMFORD STATE: CT ZIP: 06901 8-K 1 doc1.txt UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): June 2, 2003 CLEAN DIESEL TECHNOLOGIES, INC. (Exact name of registrant as specified in its charter) DELAWARE 000-27432 06-1393453 (State or other jurisdiction (Commission (IRS Employer of incorporation) File Number) Identification No.) SUITE 702, 300 ATLANTIC STREET STAMFORD CT 06901 (203) 423-7050 (Address and Telephone Number of principal executive offices) ITEM 5. OTHER EVENTS. On June 2, 2003, the Registrant filed with the Secretary of State of Delaware an amendment to its certificate of incorporation increasing its authorized capital from 15,100,000 to 30,100,000 shares of the par value of $0.05 per share, of which 30,000,000 are common shares and 100,000 are preferred shares. The amendment is attached as Exhibit 99.1 to this Form 8-K. SIGNATURES Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized. Clean Diesel Technologies, Inc. By: /s/ C.W. Grinnell ------------------- Charles W. Grinnell Vice President & Secretary EX-99.1 3 doc2.txt 99.1 CERTIFICATE OF AMENDMENT TO CERTIFICATE OF INCORPORATION OF CLEAN DIESEL TECHNOLOGIES, INC. CLEAN DIESEL TECHNOLOGIES, INC (the "Company"), a corporation organized and existing under the General Corporation Law of the State of Delaware, does hereby certify as follows: FIRST: That in accordance with the requirements of Sections 141 and 242 of the General Corporation Law of the State of Delaware, the Board of Directors of the Company (the "Board") duly adopted a resolution proposing and declaring advisable that: (i) the Certificate of Incorporation, as amended, of the Company (the "Certificate") be amended to revoke the first paragraph of Article 4 thereof in its entirety and the following being substituted in its place, as follows: 4. The corporation shall have authority to issue the total Number of Thirty Million One Hundred Thousand (30,100,000) Shares of the par value of $0.05 per share, amounting in the aggregate to One Million Five Hundred and Five Thousand Dollars ($1,505,000), and of such shares, Thirty Million (30,000,000) shall be designated as common stock and One Hundred Thousand (100,000) shall be designated as preferred stock. (ii) and that such amendment be recommended to the holders of the Company's common stock and submitted to such holders for their consent and adoption. SECOND: That thereafter the holders of a majority of the Company's issued and outstanding common stock in accordance with Section 228 of the General Corporation Law of the State of Delaware, duly consented to and adopted on May 20, 2003 the aforesaid amendment of the Certificate, in accordance with Section 242 of the General Corporation Law of the State of Delaware. IN WITNESS WHEREOF, the Company has caused this Certificate of Amendment of Certificate of Incorporation to be duly executed and acknowledged in accordance with Section 103 of the General Corporation Law of the State of Delaware on this 2nd day of June, 2003. CLEAN DIESEL TECHNOLOGIES, INC. By: /s/ C.W. Grinnell --------------------- Charles W. Grinnell Vice President and Secretary -----END PRIVACY-ENHANCED MESSAGE-----