-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, HnFVWib2X03lcv01oy2mPIqhPv/Z0rJ9vY1+HRFT9FbFs5xg8yAHSfuUbxmZ9Y6o BN4sIWbB1f5V3t7b5rjhlA== 0001015402-02-003342.txt : 20021015 0001015402-02-003342.hdr.sgml : 20021014 20021015093034 ACCESSION NUMBER: 0001015402-02-003342 CONFORMED SUBMISSION TYPE: 8-K PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20021002 ITEM INFORMATION: Other events FILED AS OF DATE: 20021015 FILER: COMPANY DATA: COMPANY CONFORMED NAME: CLEAN DIESEL TECHNOLOGIES INC CENTRAL INDEX KEY: 0000949428 STANDARD INDUSTRIAL CLASSIFICATION: INDUSTRIAL INORGANIC CHEMICALS [2810] IRS NUMBER: 061393453 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 8-K SEC ACT: 1934 Act SEC FILE NUMBER: 000-27432 FILM NUMBER: 02788297 BUSINESS ADDRESS: STREET 1: 300 ATLANTIC ST STREET 2: STE 702 CITY: STAMFORD STATE: CT ZIP: 06901 BUSINESS PHONE: 2033277050 MAIL ADDRESS: STREET 1: 300 ATLANTIC ST STREET 2: STE 702 CITY: STAMFORD STATE: CT ZIP: 06901 8-K 1 doc1.txt UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D. C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported) October 2, 2002. CLEAN DIESEL TECHNOLOGIES, INC. (Exact name of Registrant as Specified in Charter) 0-27432 (Commission File Number) Delaware 06-1393453 (State or Other Jurisdiction (IRS Employer of Incorporation) Identification No.) 300 Atlantic Street Stamford CT 06901 (Address of Principal Executive Offices) Registrant's telephone number, including area code (203) 327-7050 ITEM 5. OTHER EVENTS AND REGULATION FD DISCLOSURE Effective October 2 and October 9, 2002, Clean Diesel Technologies, Inc. (the "Registrant") issued and sold from its authorized and previously unissued shares at $2.00 per share, 704,349 shares of its common stock, par $0.05 per share (the "Shares"). The Registrant sold the Shares to investors in the United Kingdom as a private placement under Regulation S of the Securities and Exchange Commission. The Shares have been admitted to listing on the Alternative Investment Market of the London Stock Exchange and are subject to the restrictions on resales under Regulation S. Net proceeds from the sale of the Shares will be approximately $1,340,855 which are to be used for the continued development and commercialization of the Registrant's products, Platinum Plus(R) diesel fuel catalysts and ARIS(R) 2000 NOx reduction systems, and for general working capital purposes. SIGNATURES Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed by the undersigned hereunto duly authorized. CLEAN DIESEL TECHNOLOGIES, INC. Dated: October 14, 2002 By /s/ C. W. Grinnell --------------------- Secretary -----END PRIVACY-ENHANCED MESSAGE-----