0000949428-16-000003.txt : 20161114 0000949428-16-000003.hdr.sgml : 20161111 20161114152132 ACCESSION NUMBER: 0000949428-16-000003 CONFORMED SUBMISSION TYPE: D PUBLIC DOCUMENT COUNT: 1 ITEM INFORMATION: 06b FILED AS OF DATE: 20161114 DATE AS OF CHANGE: 20161114 EFFECTIVENESS DATE: 20161114 FILER: COMPANY DATA: COMPANY CONFORMED NAME: CLEAN DIESEL TECHNOLOGIES INC CENTRAL INDEX KEY: 0000949428 STANDARD INDUSTRIAL CLASSIFICATION: INDUSTRIAL & COMMERCIAL FANS & BLOWERS & AIR PURIFYING EQUIP [3564] IRS NUMBER: 061393453 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: D SEC ACT: 1933 Act SEC FILE NUMBER: 021-274416 FILM NUMBER: 161994206 BUSINESS ADDRESS: STREET 1: 1621 FISKE PLACE CITY: OXNARD STATE: CA ZIP: 93033 BUSINESS PHONE: 805 639 9465 MAIL ADDRESS: STREET 1: 1621 FISKE PLACE CITY: OXNARD STATE: CA ZIP: 93033 D 1 primary_doc.xml X0707 D LIVE 0000949428 CLEAN DIESEL TECHNOLOGIES INC 1621 FISKE PLACE OXNARD CA CALIFORNIA 93033 805 639 9465 DELAWARE None None Corporation true Matthew Beale 1621 Fiske Place Oxnard CA CALIFORNIA 93033 Executive Officer Director Tracy A Kern 1621 Fiske Place Oxnard CA CALIFORNIA 93033 Executive Officer Till Becker 1621 Fiske Place Oxnard CA CALIFORNIA 93033 Director Lon E Bell 1621 Fiske Place Oxnard CA CALIFORNIA 93033 Director Mungo Park 1621 Fiske Place Oxnard CA CALIFORNIA 93033 Director Steven Golden 1621 Fiske Place Oxnard CA CALIFORNIA 93033 Executive Officer Other Decline to Disclose 06b false 2016-11-04 false true false 0 MDB Capital Group LLC 42677 MDB Capital Group LLC 42677 2425 Cedar Springs Rd Dallas TX TEXAS 75201 AR ARKANSAS CA CALIFORNIA CO COLORADO CT CONNECTICUT DE DELAWARE FL FLORIDA IN INDIANA MD MARYLAND MI MICHIGAN MN MINNESOTA NV NEVADA NY NEW YORK TN TENNESSEE TX TEXAS UT UTAH VA VIRGINIA WA WASHINGTON false 10344500 1899920 8444580 The second closing of the Offering for gross proceeds of $8,444,580 is contemplated to occur following the effectiveness of the written consent of the Company?s majority stockholder in accordance with the Nasdaq Marketplace Rules. false 96 189992 0 The Placement Agent is entitled to shares equal to 10% of the shares issued in the Offering and a warrant to purchase shares equal to 10% of the shares issued in the Offering, excluding shares sold to any officer, director or significant stockholder. 0 false CLEAN DIESEL TECHNOLOGIES INC /s/Matthew Beale Matthew Beale Chief Executive Officer 2016-11-14