-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, G2zrBJwdu2TWQY0a1GcWac/+nro1l6jnH8TrdBfnZZygSDrEdZOE88/2OC9nZq/r HrjbPFt23ApQePqN+OjQdA== 0001095811-01-504728.txt : 20010905 0001095811-01-504728.hdr.sgml : 20010905 ACCESSION NUMBER: 0001095811-01-504728 CONFORMED SUBMISSION TYPE: 8-K PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20010831 ITEM INFORMATION: Other events ITEM INFORMATION: Financial statements and exhibits FILED AS OF DATE: 20010904 FILER: COMPANY DATA: COMPANY CONFORMED NAME: AVIRON CENTRAL INDEX KEY: 0000949173 STANDARD INDUSTRIAL CLASSIFICATION: BIOLOGICAL PRODUCTS (NO DIAGNOSTIC SUBSTANCES) [2836] IRS NUMBER: 770309686 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 8-K SEC ACT: 1934 Act SEC FILE NUMBER: 000-20815 FILM NUMBER: 1730558 BUSINESS ADDRESS: STREET 1: 297 N BERNARDO AVE CITY: MOUNTAIN VIEW STATE: CA ZIP: 94043 BUSINESS PHONE: 6509196500 MAIL ADDRESS: STREET 1: 297 NORTH BERNARDO AVE CITY: MOUNTAIN VIEW STATE: CA ZIP: 94043 8-K 1 f75574e8-k.txt FORM 8-K 1 SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D. C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report: September 4, 2001 Date of earliest event reported: August 31, 2001 AVIRON (Exact name of registrant as specified in its charter) DELAWARE (State or other jurisdiction of incorporation) 0-20815 77-0309686 (Commission File No.) (IRS Employer Identification No.) 297 N. BERNARDO AVENUE MOUNTAIN VIEW CALIFORNIA 94043 (Address of principal executive offices and zip code) Registrant's telephone number, including area code: (650) 919-6500 2 ITEM 5. OTHER EVENTS. On September 3, 2001, we issued a press release announcing receipt of a complete response letter on August 31, 2001 from the U.S. Food and Drug Administration relating to our Biologics License Application submitted on October 31, 2000 for licensure of FluMist(TM). A copy of the press release is attached as an exhibit hereto and incorporated by reference herein in its entirety. ITEM 7. EXHIBITS. Exhibit 99.1 Press Release, dated September 3, 2001, entitled "Aviron Receives Complete Response Letter Following FDA Review of FluMist(TM) BLA" 3 SIGNATURE Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned, hereunto duly authorized. AVIRON Dated: September 4, 2001 By: /s/ C. Boyd Clarke ----------------------------------- C. Boyd Clarke Chairman, President and Chief Executive Officer 4 INDEX TO EXHIBITS Exhibit 99.1 Press Release, dated September 3, 2001, entitled "Aviron Receives Complete Response Letter Following FDA Review of FluMist(TM) BLA" EX-99.1 3 f75574ex99-1.txt EXHIBIT 99.1 1 EXHIBIT 99.1 FOR IMMEDIATE RELEASE AVIRON RECEIVES COMPLETE RESPONSE LETTER FOLLOWING FDA REVIEW OF FLUMIST(TM) BLA MOUNTAIN VIEW, CA -SEPTEMBER 3, 2001- Aviron (Nasdaq:AVIR) today announced the receipt of a complete response letter on August 31, 2001 from the U.S. Food and Drug Administration (FDA) relating to its Biologics License Application (BLA) submitted on October 31, 2000 for licensure of FLUMIST(TM) . The Company is seeking marketing approval of FLUMIST(TM) for the prevention of influenza in healthy children and healthy adults. In the complete response letter, the FDA requested additional information and clarification regarding clinical and manufacturing data from the Company in support of licensure of the product. The Company will communicate with the FDA to clarify the FDA's requests in order to establish a timeline for the submission of a response. The Company is optimistic that it will be able to respond to the FDA's requests without conducting additional clinical trials. After receiving the Company's response, the FDA will establish a time period for review. "This formal response to our BLA outlines the areas in which we will need to work with the FDA in order to secure licensure of FLUMIST(TM)," said Boyd Clarke, Aviron chairman and chief executive officer. "We look forward to working closely with the FDA in order to fully respond to their requests." Aviron is a biopharmaceutical company based in Mountain View, California, focused on the prevention of disease through innovative vaccine technology. This press release contains forward-looking statements. These statements, which reflect management's current beliefs and expectations, are subject to risks and uncertainties that may cause actual results to differ materially from those projected in the forward-looking statements. Factors that could cause actual results to differ include, but are not limited to, the risk that the FDA will determine that the Company needs to conduct additional clinical trials and/or provide additional data in order to obtain licensure, determine that the Company's manufacturing facilities are not adequate or otherwise determine that the Company's license application for FLUMISTTM is incomplete or inadequate to approve the product for marketing to one or more target populations, and other business risks identified in the Company's Annual Report on Form 10-K, as amended, for the fiscal year ended December 31, 2000 and other quarterly filings. -more- 2 Additional information about the company, including recent press releases, can be located at http://www.aviron.com. For information, please contact: Media: John Bluth, Aviron 650-919-3716 Ben Butkus, Fleishman-Hillard 212-453-2000 Investors: John Bluth, Aviron 650-919-3716 Fred Kurland, Aviron 650-919-6666 # # # -----END PRIVACY-ENHANCED MESSAGE-----