8-K 1 f690708ke8-k.txt FORM 8-K 1 SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D. C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report: February 1, 2001 Date of earliest event reported: February 1, 2001 AVIRON (Exact name of registrant as specified in its charter) DELAWARE (State or other jurisdiction of incorporation) 0-20815 77-0309686 (Commission File No.) (IRS Employer Identification No.)
297 N. BERNARDO AVENUE MOUNTAIN VIEW CALIFORNIA 94043 (Address of principal executive offices and zip code) Registrant's telephone number, including area code: (650) 919-6500 2 ITEM 5. OTHER EVENTS. The exhibits listed in Item 7 below are filed herewith in connection with Aviron's Registration Statement on Form S-3 (Registration No. 333-52028) and hereby incorporated by reference. ITEM 7. EXHIBITS. Exhibit 1.1 Form of Common Stock Underwriting Agreement. Exhibit 1.2 Form of Debt Underwriting Agreement. Exhibit 4.1 Form of Officer's Certificate pursuant to Section 2.01 of the Subordinated Indenture. 2 3 SIGNATURE Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned, hereunto duly authorized. AVIRON Dated: February 1, 2000 By: /s/ CHARLENE A. FRIEDMAN ------------------------------------- Charlene A. Friedman Vice President, General Counsel and Secretary 3 4 INDEX TO EXHIBITS Exhibit 1.1 Form of Common Stock Underwriting Agreement. Exhibit 1.2 Form of Debt Underwriting Agreement. Exhibit 4.1 Form of Officer's Certificate pursuant to Section 2.01 of the Subordinated Indenture.
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