0000949158-18-000072.txt : 20180521 0000949158-18-000072.hdr.sgml : 20180521 20180521190902 ACCESSION NUMBER: 0000949158-18-000072 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20180517 FILED AS OF DATE: 20180521 DATE AS OF CHANGE: 20180521 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Papaefstathiou Efstathios CENTRAL INDEX KEY: 0001618558 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-26820 FILM NUMBER: 18851051 MAIL ADDRESS: STREET 1: 901 FIFTH AVENUE, SUITE 1000 CITY: SEATTLE STATE: WA ZIP: 98164 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CRAY INC CENTRAL INDEX KEY: 0000949158 STANDARD INDUSTRIAL CLASSIFICATION: ELECTRONIC COMPUTERS [3571] IRS NUMBER: 930962605 STATE OF INCORPORATION: WA FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 901 FIFTH AVENUE STREET 2: SUITE 1000 CITY: SEATTLE STATE: WA ZIP: 98164 BUSINESS PHONE: 2067012000 MAIL ADDRESS: STREET 1: 901 FIFTH AVENUE STREET 2: SUITE 1000 CITY: SEATTLE STATE: WA ZIP: 98164 FORMER COMPANY: FORMER CONFORMED NAME: TERA COMPUTER CO \WA\ DATE OF NAME CHANGE: 19950809 4 1 wf-form4_152694412877916.xml FORM 4 X0306 4 2018-05-17 0 0000949158 CRAY INC CRAY 0001618558 Papaefstathiou Efstathios C/O CRAY INC., 901 FIFTH AVENUE SUITE 1000 SEATTLE WA 98164 0 1 0 0 SVP, R&D Common Stock 2018-05-18 4 M 0 8750 A 14171 D Common Stock 2018-05-18 4 F 0 3269 26.80 D 10902 D Restricted Stock Unit (RSU) 2018-05-17 4 A 0 21000 0 A Common Stock 21000.0 21000 D Stock option (right to buy) 27.1 2018-05-17 4 A 0 21000 0 A 2028-05-17 Common Stock 21000.0 21000 D Restricted Stock Unit (RSU) 2018-05-18 4 M 0 8750 0 D Common Stock 8750.0 26250 D Each restricted stock unit represents a contingent right to receive one share of the issuer's Common Stock. Represents shares of Common Stock that were withheld by the issuer to satisfy applicable withholding taxes in connection with the net settlement of the restricted stock units listed in Table II and does not represent a sale of Common Stock by the reporting person. Represents the per share closing price of the issuer's Common Stock on the applicable vesting date or, if there was no closing price on such date, the closing price on the trading date that was immediately prior to such vesting date. One-quarter of these shares vest on each of May 17, 2019, May 17, 2020, May 17, 2021 and May 17, 2022, subject to the reporting person's provision of service to the issuer on each vesting date. One-quarter of these shares vest on May 17, 2019 and 1/48th of these shares vest monthly thereafter, with 100% of the total shares vested and exercisable on May 17, 2022, subject to the reporting person's provision of service to the issuer on each vesting date. On May 18, 2017, the reporting person was granted 35,000 restricted stock units, with one quarter vesting on each of May 18, 2018, May 18, 2019, May 18, 2020 and May 18, 2021, subject to the reporting person's provision of service to the issuer on each vesting date. /s/ Michael C. Piraino as attorney-in-fact for Efstathios Papaefstathiou 2018-05-20