FORM 4 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940 |
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Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b). |
1. Name and Address of Reporting Person*
(Street)
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2. Issuer Name and Ticker or Trading Symbol
CENTURY ALUMINUM CO [ CENX ] |
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
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3. Date of Earliest Transaction
(Month/Day/Year) 09/03/2004 | ||||||||||||||||||||||||||
4. If Amendment, Date of Original Filed
(Month/Day/Year) |
6. Individual or Joint/Group Filing (Check Applicable Line)
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Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned | ||||||||||
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1. Title of Security (Instr. 3) | 2. Transaction Date (Month/Day/Year) | 2A. Deemed Execution Date, if any (Month/Day/Year) | 3. Transaction Code (Instr. 8) | 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) | 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) | 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) | 7. Nature of Indirect Beneficial Ownership (Instr. 4) | |||
Code | V | Amount | (A) or (D) | Price | ||||||
Common Stock | 09/03/2004 | M | 12,823 | A | $13 | 53,029 | D | |||
Common Stock | 09/03/2004 | S | 10,323 | D | (1) | 42,706 | D | |||
Common Stock | 09/07/2004 | M | 34,747 | A | $13 | 77,453 | D | |||
Common Stock | 09/07/2004 | S | 34,747 | D | (2) | 42,706 | D | |||
Common Stock | 09/07/2004 | M | 23,000 | A | $13 | 65,706 | D | |||
Common Stock | 09/08/2004 | M | 9,430 | A | $13 | 75,136 | D | |||
Common Stock | 09/08/2004 | S | 9,430 | D | (5) | 65,706 | D | |||
Common Stock | 2,263.496 | I | By 401(k) Plan(6) |
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities) | |||||||||||||||
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1. Title of Derivative Security (Instr. 3) | 2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) | 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) | 6. Date Exercisable and Expiration Date (Month/Day/Year) | 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) | 8. Price of Derivative Security (Instr. 5) | 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) | 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) | 11. Nature of Indirect Beneficial Ownership (Instr. 4) | ||||
Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
Employee Stock Option (Right to Buy) | $13 | 09/03/2004 | M | 12,823 | (3) | 03/28/2006 | Common Stock | 12,823 | $13 | 67,177 | D | ||||
Employee Stock Option (Right to Buy) | $13 | 09/07/2004 | M | 34,747 | (3) | 03/28/2006 | Common Stock | 34,747 | $13 | 32,430 | D | ||||
Employee Stock Option (Right to Buy) | $13 | 09/07/2004 | M | 23,000 | (4) | 03/28/2006 | Common Stock | 23,000 | $13 | 9,430 | D | ||||
Employee Stock Option (Right to Buy) | $13 | 09/08/2004 | M | 9,430 | (3) | 03/28/2006 | Common Stock | 9,430 | $13 | 0 | D |
Explanation of Responses: |
1. These shares were sold within a range of $24.50 to $24.62 per share as follows: (i) 149 shares were sold at $24.62; (ii) 50 shares were sold at $24.60; (iii) 99 shares were sold at $24.56; (iv) 1,461 shares were sold at $24.55; (v) 742 shares were sold at $24.54; (vi) 247 shares were sold at $24.53; (vii) 1,733 shares were sold at $24.5201; (viii) 1,040 shares were sold at $24.52; (ix) 965 shares were sold at $24.5132; (x) 1,485 shares were sold at $24.51; and (xi) 2,352 shares were sold at $24.50. |
2. These shares were sold within a range of $24.50 to $24.68 per share as follows: (i) 1,238 shares were sold at $24.68; (ii) 742 shares were sold at $24.641; (iii) 495 shares were sold at $24.627; (iv) 1,040 shares were sold at $24.614; (v) 2,179 shares were sold at $24.61; (vi) 759 shares were sold at $24.589; (vii) 371 shares were sold at $24.56; (viii) 1,980 shares were sold at $24.556; (ix) 495 shares were sold at $24.555; (x) 297 shares were sold at $24.545; (xi) 2,054 shares were sold at $24.541; (xii) 322 shares were sold at $24.537; (xiii) 2,475 shares were sold at $24.522; (xiv) 1,040 shares were sold at $24.52; (xv) 4,010 shares were sold at $24.518; (xvi) 2,129 shares were sold at $24.516; (xvii) 520 shares were sold at $24.513; (xviii) 1,560 shares were sold at $24.51; (xix) 2,154 shares were sold at $24.503; (xx) 8,887 shares were sold at $24.50. |
3. March 28, 1996 grant of Non-Qualified Employee Stock Options. Options vested and became exercisable in three equal installments on each of (i) the date of grant; (ii) the first anniversary of the date of grant; and (iii) the second anniversary of the date of grant. |
4. March 28, 1996 grant of Incentive Employee Stock Options. Options vested and became exercisable in three equal installments on each of (i) the date of grant; (ii) the first anniversary of the date of grant; and (iii) the second anniversary of the date of grant. |
5. These shares were sold within a range of $24.50 to $24.68 per share as follows: (i) 196 shares were sold at $24.68; (ii) 294 shares were sold at $24.672; (iii) 78 shares were sold at $24.64; (iv) 628 shares were sold at $24.633; (v) 294 shares were sold at $24.63; (vi) 235 shares were sold at $24.62; (vii) 216 shares were sold at $24.613; (viii) 294 shares were sold at $24.61; (ix) 314 shares were sold at $24.592; (x) 196 shares were sold at $24.578; (xi) 176 shares were sold at $24.56; (xii) 980 shares were sold at $24.55; (xiii) 549 shares were sold at $24.548; (xiv) 235 shares were sold at $24.54; (xv) 431 shares were sold at $24.539; (xvi) 255 shares were sold at $24.538; (xvii) 745 shares were sold at $24.533; (xviii) 314 shares were sold at $24.532; (xix) 196 shares were sold at $24.525; (xx) 353 shares were sold at $24.523; (xxi) 490 shares were sold at $24.52; (xxii) 353 shares were sold at $24.516; and (xxiii) 1,608 shares were sold at $24.50. |
6. Based on a plan statement as of August 20, 2004. |
/s/ David W. Beckley | 09/08/2004 | |
** Signature of Reporting Person | Date | |
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | ||
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v). | ||
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). | ||
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure. | ||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number. |