FORM 4 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940 |
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Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b). |
1. Name and Address of Reporting Person*
(Street)
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2. Issuer Name and Ticker or Trading Symbol
CENTURY ALUMINUM CO [ CENX ] |
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
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3. Date of Earliest Transaction
(Month/Day/Year) 09/03/2004 | ||||||||||||||||||||||||||
4. If Amendment, Date of Original Filed
(Month/Day/Year) |
6. Individual or Joint/Group Filing (Check Applicable Line)
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Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned | ||||||||||
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1. Title of Security (Instr. 3) | 2. Transaction Date (Month/Day/Year) | 2A. Deemed Execution Date, if any (Month/Day/Year) | 3. Transaction Code (Instr. 8) | 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) | 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) | 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) | 7. Nature of Indirect Beneficial Ownership (Instr. 4) | |||
Code | V | Amount | (A) or (D) | Price | ||||||
Common Stock | 09/03/2004 | M | 7,323 | A | $13 | 57,292 | D | |||
Common Stock | 09/03/2004 | S | 7,323 | D | (1) | 49,959 | D | |||
Common Stock | 09/07/2004 | M | 24,651 | A | $13 | 74,610 | D | |||
Common Stock | 09/07/2004 | S | 24,651 | D | (2) | 49,959 | D | |||
Common Stock | 09/08/2004 | M | 6,692 | A | $13 | 56,651 | D | |||
Common Stock | 09/08/2004 | S | 6,692 | D | (4) | 49,959 | D | |||
Common Stock | 09/08/2004 | S | 10,000 | D | (5) | 39,959 | D | |||
Common Stock | 2,390.541 | I | By 401(k) Plan(6) |
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities) | |||||||||||||||
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1. Title of Derivative Security (Instr. 3) | 2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) | 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) | 6. Date Exercisable and Expiration Date (Month/Day/Year) | 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) | 8. Price of Derivative Security (Instr. 5) | 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) | 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) | 11. Nature of Indirect Beneficial Ownership (Instr. 4) | ||||
Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
Employee Stock Option (Right to Buy) | $13 | 09/03/2004 | M | 7,323 | (3) | 03/26/2006 | Common Stock | 7,323 | $13 | 54,343 | D | ||||
Employee Stock Option (Right to Buy) | $13 | 09/07/2004 | M | 24,651 | (3) | 03/26/2006 | Common Stock | 24,651 | $13 | 29,692 | D | ||||
Employee Stock Option (Right to Buy) | $13 | 09/08/2004 | M | 6,692 | (3) | 03/26/2006 | Common Stock | 6,692 | $13 | 23,000 | D |
Explanation of Responses: |
1. These shares were sold within a range of $24.50 to $24.62 per share as follows: (i) 105 shares were sold at $24.62; (ii) 35 shares were sold at $24.60; (iii) 70 shares were sold at $24.56; (iv) 1,036 shares were sold at $24.55; (v) 527 shares were sold at $24.54; (vi) 176 shares were sold at $24.53; (vii) 1,229 shares were sold at $24.5201; (viii) 738 shares were sold at $24.52; (ix) 685 shares were sold at $24.5132; (x) 1,054 shares were sold at $24.51; and (xi) 1,668 shares were sold at $24.50. |
2. These shares were sold within a range of $24.50 to $24.68 per share as follows: (i) 878 shares were sold at $24.68; (ii) 527 shares were sold at $24.641; (iii) 351 shares were sold at $24.627; (iv) 738 shares were sold at $24.614; (v) 1,545 shares were sold at $24.61; (vi) 538 shares were sold at $24.589; (vii) 264 shares were sold at $24.56; (viii) 1,405 shares were sold at $24.556; (ix) 351 shares were sold at $24.555; (x) 211 shares were sold at $24.545; (xi) 1,458 shares were sold at $24.541; (xii) 228 shares were sold at $24.537; (xiii) 1,757 shares were sold at $24.522; (xiv) 737 shares were sold at $24.52; (xv) 2,845 shares were sold at $24.518; (xvi) 1,510 shares were sold at $24.516; (xvii) 369 shares were sold at $24.513; (xviii) 1,106 shares were sold at $24.51; (xix) 1,528 shares were sold at $24.503; (xx) 6,305 shares were sold at $24.50. |
3. March 26, 1996 grant of Non-Qualified Employee Stock Options. Options vested and became exercisable in three equal installments on each of (i) the date of grant; (ii) the first anniversary of the date of grant; and (iii) the second anniversary of the date of grant. |
4. These shares were sold within a range of $24.50 to $24.68 per share as follows: (i) 139 shares were sold at $24.68; (ii) 209 shares were sold at $24.672; (iii) 56 shares were sold at $24.64; (iv) 445 shares were sold at $24.633; (v) 209 shares were sold at $24.63; (vi) 167 shares were sold at $24.62; (vii) 153 shares were sold at $24.613; (viii) 209 shares were sold at $24.61; (ix) 223 shares were sold at $24.592; (x) 139 shares were sold at $24.578; (xi) 125 shares were sold at $24.56; (xii) 696 shares were sold at $24.55; (xiii) 390 shares were sold at $24.548; (xiv) 167 shares were sold at $24.54; (xv) 306 shares were sold at $24.539; (xvi) 181 shares were sold at $24.538; (xvii) 529 shares were sold at $24.533; (xviii) 223 shares were sold at $24.532; (xix) 139 shares were sold at $24.525; (xx) 250 shares were sold at $24.523; (xxi) 347 shares were sold at $24.52; (xxii) 250 shares were sold at $24.516; and (xxiii) 1,140 shares were sold at $24.50. |
5. These shares were sold within a range of $24.50 to $24.68 per share as follows: (i) 208 shares were sold at $24.68; (ii) 312 shares were sold at $24.672; (iii) 83 shares were sold at $24.64; (iv) 665 shares were sold at $24.633; (v) 312 shares were sold at $24.63; (vi) 249 shares were sold at $24.62; (vii) 228 shares were sold at $24.613; (viii) 312 shares were sold at $24.61; (ix) 332 shares were sold at $24.592; (x) 208 shares were sold at $24.578; (xi) 187 shares were sold at $24.56; (xii) 1,039 shares were sold at $24.55; (xiii) 582 shares were sold at $24.548; (xiv) 250 shares were sold at $24.54; (xv) 457 shares were sold at $24.539; (xvi) 270 shares were sold at $24.538; (xvii) 790 shares were sold at $24.533; (xviii) 332 shares were sold at $24.532; (xix) 208 shares were sold at $24.525; (xx) 375 shares were sold at $24.523; (xxi) 521 shares were sold at $24.52; (xxii) 375 shares were sold at $24.516; and (xxiii) 1,705 shares were sold at $24.50. |
6. Based on a plan statement as of August 20, 2004. |
/s/ Gerald J. Kitchen | 09/08/2004 | |
** Signature of Reporting Person | Date | |
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | ||
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v). | ||
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). | ||
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure. | ||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number. |