0001104659-23-000701.txt : 20230104 0001104659-23-000701.hdr.sgml : 20230104 20230104110948 ACCESSION NUMBER: 0001104659-23-000701 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20221231 FILED AS OF DATE: 20230104 DATE AS OF CHANGE: 20230104 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: GLENCORE INTERNATIONAL AG CENTRAL INDEX KEY: 0001032383 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-34474 FILM NUMBER: 23504860 BUSINESS ADDRESS: STREET 1: BAARERMATTSTRASSE 3 STREET 2: P O BOX 555 CH 6341 BAAR CITY: SWITZERLAND BUSINESS PHONE: 4142227722 MAIL ADDRESS: STREET 1: BAARERMATTSTRASSE 3 STREET 2: P O BOX 555 CH 6341 BAAR CITY: SWITZERLAND REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Glencore plc CENTRAL INDEX KEY: 0001521365 STANDARD INDUSTRIAL CLASSIFICATION: UNKNOWN SIC - 8880 [8880] STATE OF INCORPORATION: Y9 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-34474 FILM NUMBER: 23504858 BUSINESS ADDRESS: STREET 1: BAARERMATTSTRASSE 3 CITY: BAAR STATE: V8 ZIP: CH-6341 BUSINESS PHONE: 41 41 709 2000 MAIL ADDRESS: STREET 1: BAARERMATTSTRASSE 3 CITY: BAAR STATE: V8 ZIP: CH-6341 FORMER NAME: FORMER CONFORMED NAME: Glencore Xstrata plc DATE OF NAME CHANGE: 20130606 FORMER NAME: FORMER CONFORMED NAME: GLENCORE INTERNATIONAL PLC DATE OF NAME CHANGE: 20110520 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Glencore AG CENTRAL INDEX KEY: 0001449539 STATE OF INCORPORATION: V8 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-34474 FILM NUMBER: 23504859 BUSINESS ADDRESS: STREET 1: BAARERMATTSTRASSE 3 STREET 2: P.O. BOX 1301 CITY: BAAR STATE: V8 ZIP: CH-6341 BUSINESS PHONE: 41 41 709 2512 MAIL ADDRESS: STREET 1: BAARERMATTSTRASSE 3 STREET 2: P.O. BOX 1301 CITY: BAAR STATE: V8 ZIP: CH-6341 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CENTURY ALUMINUM CO CENTRAL INDEX KEY: 0000949157 STANDARD INDUSTRIAL CLASSIFICATION: PRIMARY PRODUCTION OF ALUMINUM [3334] IRS NUMBER: 133070826 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1 SOUTH WACKER DRIVE STREET 2: SUITE 1000 CITY: CHICAGO STATE: IL ZIP: 60606 BUSINESS PHONE: 3126963101 MAIL ADDRESS: STREET 1: 1 SOUTH WACKER DRIVE STREET 2: SUITE 1000 CITY: CHICAGO STATE: IL ZIP: 60606 4 1 tm231615-1_4seq1.xml OWNERSHIP DOCUMENT X0306 4 2022-12-31 0 0000949157 CENTURY ALUMINUM CO CENX 0001032383 GLENCORE INTERNATIONAL AG BAARERMATTSTRASSE 3 P.O. BOX 1363 BAAR V8 CH-6341 SWITZERLAND 0 0 1 0 0001449539 Glencore AG BAARERMATTSTRASSE 3 P.O. BOX 1301 BAAR V8 CH-6341 SWITZERLAND 0 0 1 0 0001521365 Glencore plc BAARERMATTSTRASSE 3 BAAR V8 CH-6341 SWITZERLAND 0 0 1 0 Common Stock 2022-12-31 4 C 0 419168 A 12120489 I See footnote Common Stock 27500000 D Series A Convertible Preferred Stock 2022-12-31 4 C 0 4191.68 D Common Stock 419168 53854.58 I See footnote Represents shares of Common Stock acquired upon conversion of 4,191.68 shares of Series A Convertible Preferred Stock on December 31, 2022. Each share of Series A Convertible Preferred Stock is convertible into 100 shares of Common Stock at the times and under the circumstances described in the Certificate of Designation for the Series A Convertible Preferred Stock. The Series A Convertible Preferred Stock has no expiration date. The shares of Common Stock reported in Line 1 of Table I and the shares of Series A Convertible Preferred Stock reported in Table II are held directly by Glencore AG, a direct wholly-owned subsidiary of Glencore International AG, and may be deemed to be indirectly beneficially owned by Glencore International AG. The Common Stock reported on Line 2 of Table I is held directly by Glencore International AG. Glencore International AG is wholly owned by Glencore plc, which may be deemed an indirect beneficial owner of the securities held by Glencore AG and Glencore International AG. GLENCORE AG: By: /s/ Stephan Huber; Name: Stephan Huber; Title: Director 2023-01-04 GLENCORE AG: By: /s/ Martin Haering; Name: Martin Haering; Title: Director 2023-01-04 GLENCORE INTERNATIONAL AG: By: /s/ Martin Haering; Name: Martin Haering; Title: Officer 2023-01-04 GLENCORE INTERNATIONAL AG: By: /s/ Derrick Crowley; Name: Derrick Crowley; Title: Officer 2023-01-04 GLENCORE PLC: By: /s/ John Burton; Name: John Burton; Title: Company Secretary 2023-01-04