0001104659-23-000701.txt : 20230104
0001104659-23-000701.hdr.sgml : 20230104
20230104110948
ACCESSION NUMBER: 0001104659-23-000701
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20221231
FILED AS OF DATE: 20230104
DATE AS OF CHANGE: 20230104
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: GLENCORE INTERNATIONAL AG
CENTRAL INDEX KEY: 0001032383
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-34474
FILM NUMBER: 23504860
BUSINESS ADDRESS:
STREET 1: BAARERMATTSTRASSE 3
STREET 2: P O BOX 555 CH 6341 BAAR
CITY: SWITZERLAND
BUSINESS PHONE: 4142227722
MAIL ADDRESS:
STREET 1: BAARERMATTSTRASSE 3
STREET 2: P O BOX 555 CH 6341 BAAR
CITY: SWITZERLAND
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Glencore plc
CENTRAL INDEX KEY: 0001521365
STANDARD INDUSTRIAL CLASSIFICATION: UNKNOWN SIC - 8880 [8880]
STATE OF INCORPORATION: Y9
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-34474
FILM NUMBER: 23504858
BUSINESS ADDRESS:
STREET 1: BAARERMATTSTRASSE 3
CITY: BAAR
STATE: V8
ZIP: CH-6341
BUSINESS PHONE: 41 41 709 2000
MAIL ADDRESS:
STREET 1: BAARERMATTSTRASSE 3
CITY: BAAR
STATE: V8
ZIP: CH-6341
FORMER NAME:
FORMER CONFORMED NAME: Glencore Xstrata plc
DATE OF NAME CHANGE: 20130606
FORMER NAME:
FORMER CONFORMED NAME: GLENCORE INTERNATIONAL PLC
DATE OF NAME CHANGE: 20110520
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Glencore AG
CENTRAL INDEX KEY: 0001449539
STATE OF INCORPORATION: V8
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-34474
FILM NUMBER: 23504859
BUSINESS ADDRESS:
STREET 1: BAARERMATTSTRASSE 3
STREET 2: P.O. BOX 1301
CITY: BAAR
STATE: V8
ZIP: CH-6341
BUSINESS PHONE: 41 41 709 2512
MAIL ADDRESS:
STREET 1: BAARERMATTSTRASSE 3
STREET 2: P.O. BOX 1301
CITY: BAAR
STATE: V8
ZIP: CH-6341
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: CENTURY ALUMINUM CO
CENTRAL INDEX KEY: 0000949157
STANDARD INDUSTRIAL CLASSIFICATION: PRIMARY PRODUCTION OF ALUMINUM [3334]
IRS NUMBER: 133070826
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 1 SOUTH WACKER DRIVE
STREET 2: SUITE 1000
CITY: CHICAGO
STATE: IL
ZIP: 60606
BUSINESS PHONE: 3126963101
MAIL ADDRESS:
STREET 1: 1 SOUTH WACKER DRIVE
STREET 2: SUITE 1000
CITY: CHICAGO
STATE: IL
ZIP: 60606
4
1
tm231615-1_4seq1.xml
OWNERSHIP DOCUMENT
X0306
4
2022-12-31
0
0000949157
CENTURY ALUMINUM CO
CENX
0001032383
GLENCORE INTERNATIONAL AG
BAARERMATTSTRASSE 3
P.O. BOX 1363
BAAR
V8
CH-6341
SWITZERLAND
0
0
1
0
0001449539
Glencore AG
BAARERMATTSTRASSE 3
P.O. BOX 1301
BAAR
V8
CH-6341
SWITZERLAND
0
0
1
0
0001521365
Glencore plc
BAARERMATTSTRASSE 3
BAAR
V8
CH-6341
SWITZERLAND
0
0
1
0
Common Stock
2022-12-31
4
C
0
419168
A
12120489
I
See footnote
Common Stock
27500000
D
Series A Convertible Preferred Stock
2022-12-31
4
C
0
4191.68
D
Common Stock
419168
53854.58
I
See footnote
Represents shares of Common Stock acquired upon conversion of 4,191.68 shares of Series A Convertible Preferred Stock on December 31, 2022.
Each share of Series A Convertible Preferred Stock is convertible into 100 shares of Common Stock at the times and under the circumstances described in the Certificate of Designation for the Series A Convertible Preferred Stock. The Series A Convertible Preferred Stock has no expiration date.
The shares of Common Stock reported in Line 1 of Table I and the shares of Series A Convertible Preferred Stock reported in Table II are held directly by Glencore AG, a direct wholly-owned subsidiary of Glencore International AG, and may be deemed to be indirectly beneficially owned by Glencore International AG. The Common Stock reported on Line 2 of Table I is held directly by Glencore International AG. Glencore International AG is wholly owned by Glencore plc, which may be deemed an indirect beneficial owner of the securities held by Glencore AG and Glencore International AG.
GLENCORE AG: By: /s/ Stephan Huber; Name: Stephan Huber; Title: Director
2023-01-04
GLENCORE AG: By: /s/ Martin Haering; Name: Martin Haering; Title: Director
2023-01-04
GLENCORE INTERNATIONAL AG: By: /s/ Martin Haering; Name: Martin Haering; Title: Officer
2023-01-04
GLENCORE INTERNATIONAL AG: By: /s/ Derrick Crowley; Name: Derrick Crowley; Title: Officer
2023-01-04
GLENCORE PLC: By: /s/ John Burton; Name: John Burton; Title: Company Secretary
2023-01-04