0001104659-21-000681.txt : 20210105 0001104659-21-000681.hdr.sgml : 20210105 20210105100826 ACCESSION NUMBER: 0001104659-21-000681 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20201231 FILED AS OF DATE: 20210105 DATE AS OF CHANGE: 20210105 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Glencore plc CENTRAL INDEX KEY: 0001521365 STANDARD INDUSTRIAL CLASSIFICATION: UNKNOWN SIC - 8880 [8880] STATE OF INCORPORATION: Y9 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-34474 FILM NUMBER: 21504211 BUSINESS ADDRESS: STREET 1: BAARERMATTSTRASSE 3 CITY: BAAR STATE: V8 ZIP: CH-6341 BUSINESS PHONE: 41 41 709 2000 MAIL ADDRESS: STREET 1: BAARERMATTSTRASSE 3 CITY: BAAR STATE: V8 ZIP: CH-6341 FORMER NAME: FORMER CONFORMED NAME: Glencore Xstrata plc DATE OF NAME CHANGE: 20130606 FORMER NAME: FORMER CONFORMED NAME: GLENCORE INTERNATIONAL PLC DATE OF NAME CHANGE: 20110520 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: GLENCORE INTERNATIONAL AG CENTRAL INDEX KEY: 0001032383 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-34474 FILM NUMBER: 21504212 BUSINESS ADDRESS: STREET 1: BAARERMATTSTRASSE 3 STREET 2: P O BOX 555 CH 6341 BAAR CITY: SWITZERLAND BUSINESS PHONE: 4142227722 MAIL ADDRESS: STREET 1: BAARERMATTSTRASSE 3 STREET 2: P O BOX 555 CH 6341 BAAR CITY: SWITZERLAND REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Glencore AG CENTRAL INDEX KEY: 0001449539 STATE OF INCORPORATION: V8 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-34474 FILM NUMBER: 21504213 BUSINESS ADDRESS: STREET 1: BAARERMATTSTRASSE 3 STREET 2: P.O. BOX 1301 CITY: BAAR STATE: V8 ZIP: CH-6341 BUSINESS PHONE: 41 41 709 2512 MAIL ADDRESS: STREET 1: BAARERMATTSTRASSE 3 STREET 2: P.O. BOX 1301 CITY: BAAR STATE: V8 ZIP: CH-6341 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CENTURY ALUMINUM CO CENTRAL INDEX KEY: 0000949157 STANDARD INDUSTRIAL CLASSIFICATION: PRIMARY PRODUCTION OF ALUMINUM [3334] IRS NUMBER: 133070826 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1 SOUTH WACKER DRIVE STREET 2: SUITE 1000 CITY: CHICAGO STATE: IL ZIP: 60606 BUSINESS PHONE: 3126963101 MAIL ADDRESS: STREET 1: 1 SOUTH WACKER DRIVE STREET 2: SUITE 1000 CITY: CHICAGO STATE: IL ZIP: 60606 4 1 tm211646d1_4.xml OWNERSHIP DOCUMENT X0306 4 2020-12-31 0 0000949157 CENTURY ALUMINUM CO CENX 0001449539 Glencore AG BAARERMATTSTRASSE 3 P.O. BOX 1301 BAAR V8 CH-6341 SWITZERLAND 0 0 1 0 0001032383 GLENCORE INTERNATIONAL AG BAARERMATTSTRASSE 3 P.O. BOX 1363 BAAR V8 CH-6341 SWITZERLAND 0 0 1 0 0001521365 Glencore plc BAARERMATTSTRASSE 3 BAAR V8 CH-6341 SWITZERLAND 0 0 1 0 Common Stock 2020-12-31 4 C 0 245027 A 11147108 D Series A Convertible Preferred Stock 2020-12-31 4 C 0 2450.27 D Common Stock 245027 63588.39 D Represents shares of Common Stock acquired upon conversion of 2,450.27 shares of Series A Convertible Preferred Stock on December 31, 2020. Each share of Series A Convertible Preferred Stock is convertible into 100 shares of Common Stock at the times and under the circumstances described in the Certificate of Designation for the Series A Convertible Preferred Stock. The Series A Convertible Preferred Stock has no expiration date. The shares of Common Stock reported in Table I and the shares of Series A Convertible Preferred Stock reported in Table II are held directly by Glencore AG, a direct wholly-owned subsidiary of Glencore International AG, and indirectly by Glencore International AG and its parent, Glencore plc. GLENCORE AG By: /s/ Stephan Huber Name: Stephan Huber Title: Director 2021-01-05 GLENCORE AG By: /s/ Martin Haering Name: Martin Haering Title: Director 2021-01-05 GLENCORE INTERNATIONAL AG By: /s/ John Burton Name: John Burton Title: Director 2021-01-05 GLENCORE INTERNATIONAL AG By: /s/ Ian Sloman Name: Ian Sloman Title: Officer 2021-01-05 GLENCORE PLC By: /s/ John Burton Name: John Burton Title: Company Secretary 2021-01-05