0001144204-16-078756.txt : 20160203 0001144204-16-078756.hdr.sgml : 20160203 20160203150500 ACCESSION NUMBER: 0001144204-16-078756 CONFORMED SUBMISSION TYPE: SC 13G/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20160203 DATE AS OF CHANGE: 20160203 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: REALNETWORKS INC CENTRAL INDEX KEY: 0001046327 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-COMPUTER PROGRAMMING SERVICES [7371] IRS NUMBER: 911628146 STATE OF INCORPORATION: WA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G/A SEC ACT: 1934 Act SEC FILE NUMBER: 005-52907 FILM NUMBER: 161384532 BUSINESS ADDRESS: STREET 1: 1501 FIRST AVENUE SOUTH STREET 2: SUITE 600 CITY: SEATTLE STATE: WA ZIP: 98134 BUSINESS PHONE: 2066742700 MAIL ADDRESS: STREET 1: 1501 FIRST AVENUE SOUTH STREET 2: SUITE 600 CITY: SEATTLE STATE: WA ZIP: 98134 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: MILLER LLOYD I III CENTRAL INDEX KEY: 0000949119 FILING VALUES: FORM TYPE: SC 13G/A SC 13G/A 1 v430437_sc13ga.htm SC 13G/A

 

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

 

 

 

SCHEDULE 13G/A

(Rule 13d-102)

 

INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT

TO RULES 13d-1(b), (c) AND (d) AND AMENDMENTS THERETO FILED

PURSUANT TO RULE 13d-2(b)

(Amendment No. 1)*

 

RealNetworks, Inc.
(Name of Issuer)
 
Common Stock
(Title of Class of Securities)

 

  75605L708  
  (CUSIP Number)  
     
  December 31, 2015  
  (Date of Event which Requires Filing of this
Statement)
 

 

Check the appropriate box to designate the rule pursuant to which this Schedule is filed:

o Rule 13d-1(b)

þ Rule 13d-1(c)

o Rule 13d-1(d)

 

Page 1 of 5

 

 

 

* The remainder of this cover page shall be filled out for a reporting person’s initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter disclosures provided in a prior cover page.

 

The information required on the remainder of this cover page shall not be deemed to be “filed” for the purpose of Section 18 of the Securities Exchange Act of 1934 (“Act”) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).

 

 

 

 

SCHEDULE 13G/A1

 

CUSIP No. 75605L708   Page 2 of 5 Pages

 

1

NAME OF REPORTING PERSON

 
Lloyd I. Miller, III
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a)   ¨
  (b)   ¨
3 SEC USE ONLY 
  
4 CITIZENSHIP OR PLACE OF ORGANIZATION
United States

NUMBER OF

SHARES

BENEFICIALLY

OWNED BY

EACH

REPORTING

PERSON

WITH

5 SOLE VOTING POWER
2,828,282
6 SHARED VOTING POWER
76,534
7 SOLE DISPOSITIVE POWER
2,828,282
8 SHARED DISPOSITIVE POWER
76,534

9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
2,904,816
10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES o
11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
8.0%1
12 TYPE OF REPORTING PERSON
IN-OO**

 

** See Item 4.

 

 

1 The percentage reported in this Schedule 13G/A is based upon 36,250,994 shares of Common Stock outstanding according to the Form 10-Q filed by the Issuer on November 9, 2015.

 

Page 2 of 5
 

 

Item 1(a). Name of Issuer: RealNetworks, Inc.
     
Item 1(b). Address of Issuers’s Principal Executive Offices: 1501 First Avenue South
    Suite 600
    Seattle, Washington 98134
     
Item 2(a). Name of Person Filing: Lloyd I. Miller, III
     
Item 2(b). Address of Principal Business Office or, if None, Residence: 3300 South Dixie Highway
    Suite 1-365
    West Palm Beach, Florida 33405
     
Item 2(c). Citizenship: U.S.A.
     
Item 2(d). Title of Class of Securities: Common Stock
     
Item 2(e). CUSIP Number: 75605L708

 

Item 3.IF THIS STATEMENT IS FILED PURSUANT TO RULE 13d-1(b) OR 13d-2(b) or (c), CHECK WHETHER THE PERSON FILING IS A:

 

Not Applicable, this statement is filed pursuant to 13d-1(c)

 

Item 4.OWNERSHIP: Mr. Miller has sole voting and dispositive power with respect to 2,828,282 of the reported securities as (i) manager of a limited liability company that is the adviser to certain trusts, (ii) manager of a limited liability company that is the general partner of certain limited partnerships, (iii) trustee for certain generation skipping trusts, (iv) managing member of a limited liability company, (v) manager of a limited liability company that is the manager of a limited liability company, (vi) manager of a limited liability company, (vii) investment counsel for a certain trust, (viii) settlor of an individual retirement account, and (ix) an individual. Mr. Miller has shared voting and dispositive power with respect to 76,534 of the reported securities as (i) co-trustee for a certain generation skipping trust, (ii) co-trustee of certain trusts, and (iii) authorized agent of a certain brokerage account.

 

(a)2,904,816

 

(b)8.0%

 

(c)(i) sole voting power: 2,828,282

 

(ii)shared voting power: 76,534

 

(iii)sole dispositive power: 2,828,282

 

(iv)shared dispositive power: 76,534

 

Item 5.OWNERSHIP OF FIVE PERCENT OR LESS OF A CLASS:

 

Not Applicable

 

Page 3 of 5
 

 

Item 6.OWNERSHIP OF MORE THAN FIVE PERCENT ON BEHALF OF ANOTHER PERSON:

 

Other than shares held directly by Lloyd I. Miller, III, persons other than Lloyd I. Miller, III have the right to receive or the power to direct the receipt of dividends from, or the proceeds from the sale of, the reported securities.

 

Item 7.IDENTIFICATION AND CLASSIFICATION OF THE SUBSIDIARY WHICH ACQUIRED THE SECURITY BEING REPORTED ON BY THE PARENT HOLDING COMPANY:

 

Not Applicable

 

Item 8.IDENTIFICATION AND CLASSIFICATION OF MEMBERS OF THE GROUP:

 

Not Applicable

 

Item 9.NOTICE OF DISSOLUTION OF GROUP:

 

Not Applicable

 

Item 10.CERTIFICATION:

 

By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect.

 

Page 4 of 5
 

 

SIGNATURE

 

After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.

 

Dated: February 3, 2016 /s/ Lloyd I. Miller, III
  Lloyd I. Miller, III

 

Page 5 of 5