0001144204-14-023366.txt : 20140417 0001144204-14-023366.hdr.sgml : 20140417 20140417160115 ACCESSION NUMBER: 0001144204-14-023366 CONFORMED SUBMISSION TYPE: SC 13G PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20140417 DATE AS OF CHANGE: 20140417 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: STR HOLDINGS, INC. CENTRAL INDEX KEY: 0001473597 STANDARD INDUSTRIAL CLASSIFICATION: UNSUPPORTED PLASTICS FILM & SHEET [3081] IRS NUMBER: 271023344 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G SEC ACT: 1934 Act SEC FILE NUMBER: 005-85108 FILM NUMBER: 14770105 BUSINESS ADDRESS: STREET 1: 18 CRAFTSMAN ROAD CITY: EAST WINDSOR STATE: CT ZIP: 06088 BUSINESS PHONE: 860-758-7300 MAIL ADDRESS: STREET 1: 18 CRAFTSMAN ROAD CITY: EAST WINDSOR STATE: CT ZIP: 06088 FORMER COMPANY: FORMER CONFORMED NAME: STR Holdings, Inc. DATE OF NAME CHANGE: 20091106 FORMER COMPANY: FORMER CONFORMED NAME: STR Holdings (New) LLC DATE OF NAME CHANGE: 20091001 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: MILLER LLOYD I III CENTRAL INDEX KEY: 0000949119 FILING VALUES: FORM TYPE: SC 13G SC 13G 1 v375142_sc13g.htm SC 13G

 

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

 

________________

 

SCHEDULE 13G

(Rule 13d-102)

 

INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT

TO RULES 13d-1(b), (c) AND (d) AND AMENDMENTS THERETO FILED

PURSUANT TO RULE 13d-2(b)

(Amendment No. __)*

 

STR Holdings, Inc.

 

(Name of Issuer)

 

Common Stock

 

(Title of Class of Securities)

 

78478V100

 

(CUSIP Number)

 

April 16, 2014

 

(Date of Event which Requires Filing of this Statement)

 

Check the appropriate box to designate the rule pursuant to which this Schedule is filed:

o Rule 13d-1(b)

þ Rule 13d-1(c)

o Rule 13d-1(d)

 

Page 1 of 5

 

________________________________________

 

* The remainder of this cover page shall be filled out for a reporting person’s initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter disclosures provided in a prior cover page.

 

The information required on the remainder of this cover page shall not be deemed to be “filed” for the purpose of Section 18 of the Securities Exchange Act of 1934 (“Act”) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).

 

 
 

 

Page 2 of 5

 

SCHEDULE 13G

 

CUSIP No. 78478V100   Page 2 of 5 Pages

 

 

1

NAME OF REPORTING PERSON 

 

Lloyd I. Miller, III
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*

(a) o

 

(b) o 

3 SEC USE ONLY
 
4 CITIZENSHIP OR PLACE OF ORGANIZATION
United States

NUMBER OF

SHARES

BENEFICIALLY

OWNED BY

EACH

REPORTING

PERSON

WITH

 5 SOLE VOTING POWER
1,665,820
6 SHARED VOTING POWER
0
7 SOLE DISPOSITIVE POWER
1,665,820
8 SHARED DISPOSITIVE POWER
0

9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON

1,665,820 

10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES o
11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
6.4%1
12 TYPE OF REPORTING PERSON
OO**


** See Item 4.

 

 

 

1 The percentage reported in this Schedule 13G is based upon 26,210,261 shares of Common Stock outstanding according to the Schedule 14A filed by the Issuer on April 1, 2014.

 

 
 

 

Page 3 of 5

 

 

Item 1(a). Name of Issuer: STR Holdings, Inc.
     
Item 1(b).    Address of Issuers’s Principal Executive Offices:   18 Craftsman Road
    East Windsor, Connecticut 06088
     
Item 2(a). Name of Person Filing: Lloyd I. Miller, III
     
Item 2(b). Address of Principal Business Office or, if None, Residence: 222 Lakeview Avenue
    Suite 160-365
    West Palm Beach, Florida 33401
     
Item 2(c). Citizenship: U.S.A.
     
Item 2(d). Title of Class of Securities: Common Stock
     
Item 2(e). CUSIP Number: 78478V100

 

Item 3. IF THIS STATEMENT IS FILED PURSUANT TO RULE 13d-1(b) OR 13d-2(b) or (c), CHECK WHETHER THE PERSON FILING IS A:
   
  Not Applicable, this statement is filed pursuant to 13d-1(c)
   
Item 4. OWNERSHIP:  The reporting person has sole voting and dispositive power with respect to 1,665,820 of the reported securities as (i) the manager of a limited liability company that is the adviser to a certain trust and (ii) the manager of a limited liability company that is the general partner of a certain limited partnership.
   
  (a) 1,665,820
     
  (b) 6.4%
     
  (c) (i) sole voting power:  1,665,820
     
    (ii) shared voting power: 0
     
    (iii) sole dispositive power: 1,665,820
     
    (iv) shared dispositive power: 0
     
Item 5. OWNERSHIP OF FIVE PERCENT OR LESS OF A CLASS:
   
  Not Applicable
   
Item 6. OWNERSHIP OF MORE THAN FIVE PERCENT ON BEHALF OF ANOTHER PERSON:
   
  Persons other than Lloyd I. Miller, III have the right to receive or the power to direct the receipt of dividends from, or the proceeds from the sale of, the reported securities.
   
Item 7. IDENTIFICATION AND CLASSIFICATION OF THE SUBSIDIARY WHICH ACQUIRED THE SECURITY BEING REPORTED ON BY THE PARENT HOLDING COMPANY:
   
  Not Applicable
   

 

 
 

 

Page 4 of 5

 

 

Item 8. IDENTIFICATION AND CLASSIFICATION OF MEMBERS OF THE GROUP:
   
  Not Applicable
   
Item 9. NOTICE OF DISSOLUTION OF GROUP:
   
  Not Applicable
   
Item 10. CERTIFICATION:
   
  By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect.

 

 
 

 

Page 5 of 5

 

SIGNATURE

 

After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.

 

Dated: April 17, 2014     /s/ Lloyd I. Miller, III_____        
  Lloyd I. Miller, III