-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Oe522SxZ/9betIi/30CBOgGceQq9kWzwmD6e/tSWlYPXLclAWP2SZghhXlkDzZbD 5g4SSTKO+9rqCkU2PgoMGg== 0000950123-10-013008.txt : 20100216 0000950123-10-013008.hdr.sgml : 20100215 20100216130710 ACCESSION NUMBER: 0000950123-10-013008 CONFORMED SUBMISSION TYPE: SC 13G PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20100216 DATE AS OF CHANGE: 20100216 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: MILLER LLOYD I III CENTRAL INDEX KEY: 0000949119 FILING VALUES: FORM TYPE: SC 13G SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: 21ST CENTURY HOLDING CO CENTRAL INDEX KEY: 0001069996 STANDARD INDUSTRIAL CLASSIFICATION: FIRE, MARINE & CASUALTY INSURANCE [6331] IRS NUMBER: 650248866 STATE OF INCORPORATION: FL FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G SEC ACT: 1934 Act SEC FILE NUMBER: 005-55363 FILM NUMBER: 10605573 BUSINESS ADDRESS: STREET 1: 3661 WEST OAKLAND PARK BLVD STREET 2: SUITE 300 CITY: LAUDERDALE LAKES STATE: FL ZIP: 33311 BUSINESS PHONE: 9545819993 MAIL ADDRESS: STREET 1: 3661 WEST OAKLAND PARK BLVD STREET 2: SUITE 300 CITY: LAUDERDALE LAKES STATE: FL ZIP: 33311 SC 13G 1 y82105sc13g.htm SC 13G sc13g
 
 
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
 
SCHEDULE 13G
(Rule 13d-102)
INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT
TO RULES 13d-1(b), (c) AND (d) AND AMENDMENTS THERETO FILED
PURSUANT TO RULE 13d-2(b)
(Amendment No. __)*
21st Century Holding Company
 
(Name of Issuer)
Common Stock
 
(Title of Class of Securities)
90136Q100
 
(CUSIP Number)
February 9, 2010
 
(Date of Event which Requires Filing of this Statement)
Check the appropriate box to designate the rule pursuant to which this Schedule is filed:
o Rule 13d-1(b)
þ Rule 13d-1(c)
o Rule 13d-1(d)
 
* The remainder of this cover page shall be filled out for a reporting person’s initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter disclosures provided in a prior cover page.
The information required on the remainder of this cover page shall not be deemed to be “filed” for the purpose of Section 18 of the Securities Exchange Act of 1934 (“Act”) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).
 
 

 

                     
CUSIP No.
  
90136Q100 
 SCHEDULE 13G   Page  
2 
   of   
5 Pages 

 

           
1   NAME OF REPORTING PERSON

Lloyd I. Miller, III
     
     
2   CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*

  (a)   o
  (b)   o
     
3   SEC USE ONLY
   
   
     
4   CITIZENSHIP OR PLACE OF ORGANIZATION
   
  United States
       
  5   SOLE VOTING POWER
     
NUMBER OF   232,150
       
SHARES 6   SHARED VOTING POWER
BENEFICIALLY    
OWNED BY   174,521
       
EACH 7   SOLE DISPOSITIVE POWER
REPORTING    
PERSON   232,150
       
WITH 8   SHARED DISPOSITIVE POWER
     
    174,521
     
9   AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
   
  406,671
     
10   CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES*
   
  o
     
11   PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
   
  5.1%
     
12   TYPE OF REPORTING PERSON
   
  IN-IA-OO**
* SEE INSTRUCTIONS BEFORE FILLING OUT!
** See Item 4.

 

Page 3 of 5
     
Item 1(a). Name of Issuer:
  21st Century Holding Company
     
Item 1(b). Address of Issuers’s Principal Executive Offices:
  3661 West Oakland Park Boulevard
 
  Suite 300
 
  Lauderdale Lakes, Florida 33311
     
Item 2(a). Name of Person Filing:
  Lloyd I. Miller, III
     
Item 2(b). Address of Principal Business Office or, if None, Residence:
  4550 Gordon Drive, Naples, Florida
 
   34102
     
Item 2(c). Citizenship:
  U.S.A.
     
Item 2(d). Title of Class of Securities:
  Common Stock
     
Item 2(e). CUSIP Number:
  90136Q100
Item 3.   IF THIS STATEMENT IS FILED PURSUANT TO RULE 13d-1(b) OR 13d-2(b) or (c), CHECK WHETHER THE PERSON FILING IS A:

Not Applicable, this statement is filed pursuant to 13d-1(c)
Item 4.   OWNERSHIP: The reporting person has sole voting and dispositive power with respect to 232,150 of the reported securities as (i) a manager of a limited liability company that is the general partner of certain limited partnerships, and (ii) an individual. The reporting person has shared voting and dispositive power with respect to 174,521 of the reported securities as (i) an investment advisor to the trustee of a certain family trust, and (ii) co-trustee of a certain trust.
  (a)   406,671
 
  (b)   5.1%
 
  (c)   (i)      sole voting power: 232,150
  (ii)   shared voting power: 174,521
 
  (iii)   sole dispositive power: 232,150
 
  (iv)   shared dispositive power: 174,521
Item 5.   OWNERSHIP OF FIVE PERCENT OR LESS OF A CLASS:

Not Applicable
Item 6.   OWNERSHIP OF MORE THAN FIVE PERCENT ON BEHALF OF ANOTHER PERSON:

Other than shares held directly by Lloyd I. Miller, III, persons other than Lloyd I. Miller, III have the right to receive or the power to direct the receipt of dividends from, or the proceeds from the sale of, the reported securities.
Item 7.   IDENTIFICATION AND CLASSIFICATION OF THE SUBSIDIARY WHICH ACQUIRED THE SECURITY BEING REPORTED ON BY THE PARENT HOLDING COMPANY:

Not Applicable

 

 

Page 4 of 5
Item 8.   IDENTIFICATION AND CLASSIFICATION OF MEMBERS OF THE GROUP:

Not Applicable
Item 9.   NOTICE OF DISSOLUTION OF GROUP:

Not Applicable
Item 10.   CERTIFICATION:

By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect.

 

 

Page 5 of 5
SIGNATURE
     After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.
         
     
Dated: February 16 , 2010  /s/ Lloyd I. Miller, III    
  Lloyd I. Miller, III   
     
 

 

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