-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, IbsyC8K7UWMlXV1SqawwLBs/4rqf94+RlkiekaNNyXPl7hCRb7PyB2zW5gu7V+aL 59X7XeD+ya2D/KdS9Z+UrQ== 0001001277-03-000002.txt : 20030102 0001001277-03-000002.hdr.sgml : 20030101 20030102171818 ACCESSION NUMBER: 0001001277-03-000002 CONFORMED SUBMISSION TYPE: SC TO-I/A PUBLIC DOCUMENT COUNT: 2 FILED AS OF DATE: 20030102 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: CALIFORNIA INDEPENDENT BANCORP CENTRAL INDEX KEY: 0000948976 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] IRS NUMBER: 680349947 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC TO-I/A SEC ACT: 1934 Act SEC FILE NUMBER: 005-49184 FILM NUMBER: 03501354 BUSINESS ADDRESS: STREET 1: 1227 BRIDGE STREET STREET 2: SUITE C CITY: YUBA CITY STATE: CA ZIP: 95992 BUSINESS PHONE: 9166744444 MAIL ADDRESS: STREET 1: P O BOX 1575 STREET 2: 1005 STAFFORD WAY CITY: YUBA CITY STATE: CA ZIP: 95992 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: CALIFORNIA INDEPENDENT BANCORP CENTRAL INDEX KEY: 0000948976 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] IRS NUMBER: 680349947 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC TO-I/A BUSINESS ADDRESS: STREET 1: 1227 BRIDGE STREET STREET 2: SUITE C CITY: YUBA CITY STATE: CA ZIP: 95992 BUSINESS PHONE: 9166744444 MAIL ADDRESS: STREET 1: P O BOX 1575 STREET 2: 1005 STAFFORD WAY CITY: YUBA CITY STATE: CA ZIP: 95992 SC TO-I/A 1 toamendno3.txt UNITED STATES SECURITIES AND EXCHANGE COMMISSION, WASHINGTON, D.C. 20549 --------------------------- SCHEDULE TO/A TENDER OFFER STATEMENT UNDER SECTION 14(d)(1) or 13(e)(1) OF THE SECURITIES EXCHANGE ACT OF 1934 (Amendment No. 3) California Independent Bancorp ------------------------------ (Name of Subject Company (Issuer)) California Independent Bancorp ------------------------------ (Name of Filing Person (Issuer)) Common Stock, No Par Value -------------------------- (Title of Class of Securities) 130334105 --------- (CUSIP Number of Class of Securities) John I. Jelavich President/Chief Executive Officer 1227 Bridge St., Suite C, Yuba City, California 95991 (530) 674-6000 (Name, address and telephone numbers of persons authorized to receive notices and communications on behalf of filing persons) Copy to: Daniel Eng Bartel Eng & Schroder 300 Capitol Mall, Suite 1100 Sacramento, California 95814 (916) 442-0400 CALCULATION OF FILING FEE Transaction valuation* Amount of filing fee** $5,000,000 $460.00 * Calculated solely for the purpose of determining the filing fee in accordance with Rule 0-11(b)(1). This calculation assumes the purchase of 200,000 shares at $25.00 per share. ** Previously paid [ ] Check the box if any part of the fee is offset as provided by Rule 011(a)(2) and identify the filing with which the offsetting fee was previously paid. Identify the previous filing by registration statement number or the Form or Schedule and the date of its filing. Amount Previously Paid: Not applicable Form or Registration Number: Not applicable Filing Party: Not applicable Date Filed: Not applicable [ ] Check the box if the filing relates solely to preliminary communications made before the commencement of a tender offer: Check the appropriate boxes below to designate any transactions to which the statement relates: [ ] third party tender offer subject to Rule 14d-1. [X] issuer tender offer subject to Rule 13e-4. [ ] going private transaction subject to Rule 13e-3. [ ] amendment to Schedule 13D under Rule 13d-2. Check the following box if the filing is a final amendment reporting the results of a tender offer: [ ] Introductory Statement This Amendment No. 3 to the issuer tender offer of California Independent Bancorp, Inc., a California corporation, relates to purchase up to 200,000 shares of its Common Stock, no par value. California Independent Bancorp is offering to purchase these shares at a price not less than $22.00 nor more than $25.00 per share, net to the seller in cash, without interest, upon the terms and subject to the conditions set forth in the Offer to Purchase, dated November 27, 2002, and in the related Letter of Transmittal, which, as amended or supplemented from time to time, together constitute the "Offer". This Amendment No. 3 to the Issuer Tender Offer on Schedule TO is filed in satisfaction of the reporting requirements of Rule 13e-4(c)(1) promulgated under the Securities Exchange Act of 1934, as amended. ITEM 12. EXHIBIT. (a)(5)(v) Press Release dated January 2, 2003 announcing preliminary results of the Company's tender offer. SIGNATURE After due inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. Date: January 2, 2003 California Independent Bancorp By: /s/ John I. Jelavich ------------------------------------- John I. Jelavich President and Chief Executive Officer INDEX TO EXHIBITS Exhibit Number Description 99.(a)(1)(i) Offer to Purchase, dated November 27, 2002.* 99.(a)(1)(ii) Letter of Transmittal, together with Guidelines for Certification of Taxpayer Identification Number on Substitute Form W-9.* 99.(a)(1)(iii) Letter to Shareholders of CIB from John I. Jelavich, President and Chief Executive Officer, dated November 27, 2002.* 99.(a)(1)(iv) Notice of Guaranteed Delivery.* 99.(a)(1)(v) Letter to Brokers, Dealers, Commercial Banks, Trust Companies and Other Nominees, dated November 27, 2002.* 99.(a)(1)(vi) Letter to Clients for use by Brokers, Dealers, Commercial Banks, Trust Companies and Other Nominees to their Clients.* 99.(a)(5)(i) Press Release dated November 27, 2002.* 99.(a)(5)(ii) Press Release dated November 29, 2002.* 99.(a)(5)(iii) Press Release dated December 20, 2002.* 99.(a)(5)(iv) Press Release dated December 20, 2002.* 99.(a)(5)(v) Press Release date January 2, 2003.** 99.(b)(i) Amended and Restated Declaration of Trust, CIB Capital Trust, dated as of October 29, 2002* 99.(b)(ii) Indenture, dated as of October 29, 2002* 99.(b)(iii) Guarantee Agreement, dated as of October 29, 2002* * Previously filed ** Filed herewith EX-99 3 exhibit99afortoamend3.txt Exhibit 99.(a)(5)(v) California Independent Bancorp Announces Preliminary Results of Self Tender Offer YUBA CITY, Calif., January 2, 2003 /PRNewswire/ -- California Independent Bancorp (Nasdaq: CIBN - News), announced today the preliminary results of its modified Dutch Auction tender offer which expired at 5:00 p.m., eastern time, on Monday, December 30, 2002. Based on a preliminary count by the depositary for the tender offer, the Company will purchase 76,292 shares of common stock that were properly tendered and not withdrawn at a purchase price of $25.00 per share. The number of shares to be purchased is preliminary and includes certain shares tendered through a notice of guaranteed delivery that are subject to verification by the depositary that such shares were validly tendered. The final number of shares to be purchased will be announced promptly following completion of the verification process. California Independent Bancorp, through its subsidiary Feather River State Bank (www.frsb.com), engages in a broad range of financial service activities. Its primary market is in the Sacramento Valley, with nine branches in Yuba City, Arbuckle, Colusa, Marysville, Wheatland, Woodland, Lincoln, and Roseville, California serving Sutter, Yuba, Colusa, Yolo, and Placer counties. -----END PRIVACY-ENHANCED MESSAGE-----