0001104659-11-033469.txt : 20110606
0001104659-11-033469.hdr.sgml : 20110606
20110606213942
ACCESSION NUMBER: 0001104659-11-033469
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20110603
FILED AS OF DATE: 20110606
DATE AS OF CHANGE: 20110606
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: TONTINE CAPITAL MANAGEMENT LLC
CENTRAL INDEX KEY: 0001272374
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-03922
FILM NUMBER: 11896901
MAIL ADDRESS:
STREET 1: C/O TORTINE PARTNERS LP
STREET 2: 55 RAILRAOD AVENUE 3RD FL
CITY: GREENWICH
STATE: CT
ZIP: 06830
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: GENDELL JEFFREY L ET AL
CENTRAL INDEX KEY: 0000948904
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-03922
FILM NUMBER: 11896903
MAIL ADDRESS:
STREET 2: 200 PARK AVENUE SUITE 3900
CITY: NEW YORK
STATE: NY
ZIP: 10166
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: PATRICK INDUSTRIES INC
CENTRAL INDEX KEY: 0000076605
STANDARD INDUSTRIAL CLASSIFICATION: MILLWOOD, VENEER, PLYWOOD & STRUCTURAL WOOD MEMBERS [2430]
IRS NUMBER: 351057796
STATE OF INCORPORATION: IN
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 107 WEST FRANKLIN STREET PO BOX 638
CITY: ELKHART
STATE: IN
ZIP: 46515
BUSINESS PHONE: 574-206-7515
MAIL ADDRESS:
STREET 1: 107 WEST FRANKLIN STREET PO BOX 638
CITY: ELKHART
STATE: IN
ZIP: 46515
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: TONTINE CAPITAL PARTNERS L P
CENTRAL INDEX KEY: 0001276922
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-03922
FILM NUMBER: 11896902
BUSINESS ADDRESS:
STREET 1: C/O TONTINE CAPITAL MANAGEMENT LLC LP
STREET 2: 55 RAILROAD AVENUE 3RD FL
CITY: GREENWICH
STATE: CT
ZIP: 06830
BUSINESS PHONE: 2037692000
MAIL ADDRESS:
STREET 1: C/O TONTINE CAPITAL MANAGEMENT LLC LP
STREET 2: 55 RAILROAD AVENUE 3RD FL
CITY: GREENWICH
STATE: CT
ZIP: 06830
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Tontine Capital Overseas Master Fund, L.P.
CENTRAL INDEX KEY: 0001409485
STATE OF INCORPORATION: E9
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-03922
FILM NUMBER: 11896900
BUSINESS ADDRESS:
STREET 1: 55 RAILROAD AVE
CITY: GREENWICH
STATE: CT
ZIP: 06830
BUSINESS PHONE: 203-769-2000
MAIL ADDRESS:
STREET 1: 55 RAILROAD AVE
CITY: GREENWICH
STATE: CT
ZIP: 06830
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Tontine Capital Overseas GP, LLC
CENTRAL INDEX KEY: 0001409490
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-03922
FILM NUMBER: 11896899
BUSINESS ADDRESS:
STREET 1: 55 RAILROAD AVENUE
CITY: GREENWICH
STATE: CT
ZIP: 06830
BUSINESS PHONE: 203-769-2000
MAIL ADDRESS:
STREET 1: 55 RAILROAD AVENUE
CITY: GREENWICH
STATE: CT
ZIP: 06830
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: TONTINE CAPITAL OVERSEAS MASTER FUND II, L.P.
CENTRAL INDEX KEY: 0001482608
STATE OF INCORPORATION: E9
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-03922
FILM NUMBER: 11896898
BUSINESS ADDRESS:
STREET 1: 55 RAILROAD AVENUE
CITY: GREENWICH
STATE: CT
ZIP: 06830
BUSINESS PHONE: 203-769-2000
MAIL ADDRESS:
STREET 1: 55 RAILROAD AVENUE
CITY: GREENWICH
STATE: CT
ZIP: 06830
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: TONTINE ASSET ASSOCIATES, L.L.C.
CENTRAL INDEX KEY: 0001482609
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-03922
FILM NUMBER: 11896897
BUSINESS ADDRESS:
STREET 1: 55 RAILROAD AVENUE
CITY: GREENWICH
STATE: CT
ZIP: 06830
BUSINESS PHONE: 203-769-2000
MAIL ADDRESS:
STREET 1: 55 RAILROAD AVENUE
CITY: GREENWICH
STATE: CT
ZIP: 06830
4
1
a4.xml
4
X0303
4
2011-06-03
0
0000076605
PATRICK INDUSTRIES INC
PATK
0000948904
GENDELL JEFFREY L ET AL
55 RAILROAD AVENUE
GREENWICH
CT
06830
0
0
1
0
0001276922
TONTINE CAPITAL PARTNERS L P
55 RAILROAD AVENUE
GREENWICH
CT
06830
0
0
1
0
0001272374
TONTINE CAPITAL MANAGEMENT LLC
55 RAILROAD AVENUE
GREENWICH
CT
06830
0
0
1
0
0001409485
Tontine Capital Overseas Master Fund, L.P.
55 RAILROAD AVENUE
GREENWICH
CT
06830
0
0
1
0
0001409490
Tontine Capital Overseas GP, LLC
55 RAILROAD AVENUE
GREENWICH
CT
06830
0
0
1
0
0001482608
TONTINE CAPITAL OVERSEAS MASTER FUND II, L.P.
55 RAILROAD AVENUE
GREENWICH
CT
06830
0
0
1
0
0001482609
TONTINE ASSET ASSOCIATES, L.L.C.
55 RAILROAD AVENUE
GREENWICH
CT
06830
0
0
1
0
Common Stock, no par value
2011-06-03
4
C
0
125000
.01
A
5299963
I
See Footnotes
Warrants (Right to Buy)
0.01
2011-06-03
4
C
0
125000
D
2011-03-31
2016-03-31
Common Stock
125000
0
I
See Footnotes
This report is filed jointly by Tontine Capital Partners, L.P., a Delaware limited partnership ("TCP"), Tontine Capital Management, L.L.C., a Delaware limited liability company ("TCM"), Tontine Capital Overseas GP, L.L.C., a Delaware limited liability company ("TCO"), Tontine Capital Overseas Master Fund, L.P., a Cayman Islands limited partnership ("TMF"), Tontine Capital Overseas Master Fund II, L.P., a Cayman Islands limited partnership ("TCP 2"), Tontine Asset Associates, L.L.C., a Delaware limited liability company ("TAA") and Jeffrey L. Gendell ("Mr. Gendell"). Mr. Gendell is the managing member of: (a) TCM, the general partner of TCP; (b) TCO, the general partner of TMF; and (c) TAA, the general partner of TCP 2.
The warrants were issued to TCP 2 in connection with the Secured Senior Subordinated Note and Warrant Purchase Agreement dated as of March 31, 2011, by and among the Issuer, TCP 2 and Northcreek Mezzanine Fund I, L.P., a Delaware limited partnership, on its behalf and as collateral agent (the "Purchase Agreement"). Pursuant to the Purchase Agreement, TCP 2 was issued a promissory note in the original principal amount of $2,500,000 and warrants to purchase 125,000 shares of Common Stock of the Issuer, in exchange for aggregate consideration of $2,500,000. The exercise price of the warrants was $0.01 per share.
Mr. Gendell, TCM, TCO and TAA directly own 0 shares of Common Stock, TMF directly owns 729,399 shares of Common Stock, TCP directly owns 4,221,155 shares of Common Stock and TCP 2 directly owns 349,409 shares of Common Stock.
All of the foregoing common stock may be deemed to be beneficially owned by Mr. Gendell. The foregoing common stock held by TCP may be deemed to be beneficially owned by TCM. The foregoing common stock held by TMF may be deemed to be beneficially owned by TCO. The foregoing common stock held by TCP 2 may be deemed to be beneficially owned by TAA. The warrants were held by TCP 2 and may be deemed to have been beneficially owned by TAA and Mr. Gendell.
Mr. Gendell disclaims beneficial ownership of the Issuer's securities reported herein for purposes of Section 16(a) under the Securities Exchange Act of 1934, as amended, or otherwise, except as to securities directly owned by Mr. Gendell or representing Mr. Gendell's pro rata interest in, and interest in the profits of, TCM, TCP, TCO, TMF, TCP 2 and TAA. TCM disclaims beneficial ownership of the Issuer's securities reported herein for purposes of Section 16(a) under the Securities Exchange Act of 1934, as amended, or otherwise, except as to securities directly owned by TCM or representing TCM's pro rata interest in, and interest in the profits of, TCP. TCO disclaims beneficial ownership of the Issuer's securities reported herein for purposes of Section 16(a) under the Securities Exchange Act of 1934, as amended, or otherwise, except as to securities directly owned by TCO or representing TCO's pro rata interest in, and interest in the profits of, TMF.
TAA disclaims beneficial ownership of the Issuer's securities reported herein for purposes of Section 16(a) under the Securities Exchange Act of 1934, as amended, or otherwise, except as to securities directly owned by TAA or representing TAA's pro rata interest in, and interest in the profits of, TCP 2.
Tontine Capital Partners, L.P., By: its General Partner, Tontine Capital Management, L.L.C., By: its Managing Member, /s/ Jeffrey L. Gendell
2011-06-06
Tontine Capital Management, L.L.C., By: its Managing Member, /s/ Jeffrey L. Gendell
2011-06-06
Tontine Capital Overseas Master Fund, L.P. By: its General Partner, Tontine Capital Overseas GP, L.L.C., By: its Managing Member, /s/ Jeffrey L. Gendell
2011-06-06
Tontine Capital Overseas GP, L.L.C., By: its Managing Member, /s/ Jeffrey L. Gendell
2011-06-06
Tontine Capital Overseas Master Fund II, L.P. By: its General Partner, Tontine Asset Associates, L.L.C., By: its Managing Member, /s/ Jeffrey L. Gendell
2011-06-06
Tontine Asset Associates, L.L.C., By: its Managing Member, /s/ Jeffrey L. Gendell
2011-06-06
/s/ Jeffrey L. Gendell
2011-06-06