-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, RYhS72WBfAI7BykpbtH80noAT2ZqSbvI7BILTJn3nW5tqj5S7E3sfo/4qTHhjG+e LX8bHIphB88QXfKaMqPetw== 0000902664-08-003135.txt : 20081107 0000902664-08-003135.hdr.sgml : 20081107 20081107210530 ACCESSION NUMBER: 0000902664-08-003135 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20081106 FILED AS OF DATE: 20081107 DATE AS OF CHANGE: 20081107 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: BRUSH ENGINEERED MATERIALS INC CENTRAL INDEX KEY: 0001104657 STANDARD INDUSTRIAL CLASSIFICATION: METAL FORGING & STAMPINGS [3460] IRS NUMBER: 341919973 FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 17876 ST. CLAIR AVE. CITY: CLEVELAND STATE: OH ZIP: 44110 BUSINESS PHONE: 2163834062 MAIL ADDRESS: STREET 1: 17876 ST. CLAIR AVE. CITY: CLEVELAND STATE: OH ZIP: 44110 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: GENDELL JEFFREY L ET AL CENTRAL INDEX KEY: 0000948904 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-15885 FILM NUMBER: 081173198 BUSINESS ADDRESS: STREET 1: 31 WEST 52ND ST STREET 2: 17TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10019 MAIL ADDRESS: STREET 2: 200 PARK AVENUE SUITE 3900 CITY: NEW YORK STATE: NY ZIP: 10166 4 1 p08-1561form4_ex.xml X0303 4 2008-11-06 1 0001104657 BRUSH ENGINEERED MATERIALS INC BW 0000948904 GENDELL JEFFREY L ET AL 55 RAILROAD AVENUE GREENWICH CT 06830 0 0 0 1 Former 10% Owner Common Stock, no par value 2008-11-06 4 S 0 33185 11.24 D 2102319 I See Footnotes Common Stock, no par value 2008-11-07 4 S 0 77019 11.46 D 2025300 I See Footnotes The Reporting Person is the managing member of Tontine Management, L.L.C. ("TM"), a Delaware limited liability company, the general partner of Tontine Partners, L.P. ("TP"), a Delaware limited partnership. The Reporting Person is also the managing member of Tontine Capital Management, L.L.C. ("TCM"), a Delaware limited liability company, the general partner of Tontine Capital Partners, L.P. ("TCP"), a Delaware limited partnership, and Tontine 25 Overseas Master Fund, L.P. ('T-25"), a Cayman Islands partnership. The Reporting Person is also the managing member of Tontine Overseas Associates, L.L.C. ("TOA"), a Delaware limited liability company, the investment adviser to Tontine Capital Overseas Master Fund, L.P. ("TCO"), a Cayman Islands partnership, Tontine Overseas Fund, Ltd. ("TOF"), a Cayman Islands corporation, T-25 and certain managed accounts. The Reporting Person directly owns 0 shares of the Common Stock. TP directly owns 324,140 shares of Common Stock. TCP directly owns 1,076,235 shares of Common Stock. TCO owns 248,671 shares of Common Stock. TOF directly owns 112,954 shares of Common Stock. T-25 directly owns 193,400 shares of Common Stock. Certain managed accounts directly own 69,900 shares of Common Stock. All of the foregoing shares of Common Stock may be deemed to be beneficially owned by the Reporting Person. The Reporting Person disclaims beneficial ownership of the Issuer's securities reported herein for purposes of Section 16(a) under the Securities Exchange Act of 1934, as amended, or otherwise, except as to securities directly owned by the Reporting Person or representing the Reporting Person's pro rata interest in, and interest in the profits of, TP, TM, TCP, TCM, TOA, TCO, TOF and T-25. Common Stock sold by TP, TOF, TCP and TCO. /s/ Jeffrey L. Gendell 2008-11-07 -----END PRIVACY-ENHANCED MESSAGE-----