-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, JYd/5ENsgHAu7lmBlyVcZuZJbSH60nkQwhMTyChucUJosioR8YZXmdHQjZDInZdY YTJ7Ut6LmVDHkv5739sBWQ== 0000902664-03-001856.txt : 20031209 0000902664-03-001856.hdr.sgml : 20031209 20031209082937 ACCESSION NUMBER: 0000902664-03-001856 CONFORMED SUBMISSION TYPE: 3/A PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20031029 FILED AS OF DATE: 20031209 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: GENDELL JEFFREY L ET AL CENTRAL INDEX KEY: 0000948904 FILING VALUES: FORM TYPE: 3/A SEC ACT: 1934 Act SEC FILE NUMBER: 001-11155 FILM NUMBER: 031043632 BUSINESS ADDRESS: STREET 1: 31 WEST 52ND ST STREET 2: 17TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10019 MAIL ADDRESS: STREET 2: 200 PARK AVENUE SUITE 3900 CITY: NEW YORK STATE: NY ZIP: 10166 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: WESTMORELAND COAL CO CENTRAL INDEX KEY: 0000106455 STANDARD INDUSTRIAL CLASSIFICATION: BITUMINOUS COAL & LIGNITE MINING [1220] IRS NUMBER: 231128670 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 2 NORTH CASCADE AVENUE 14TH FLOOR CITY: COLORADO SPRINGS STATE: CO ZIP: 80903 BUSINESS PHONE: 7194422600 MAIL ADDRESS: STREET 1: 2 N CASCADE AVE STREET 2: # 14THFL CITY: COLORADO SPRINGS STATE: CO ZIP: 80903-1614 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: TONTINE MANAGEMENT LLC CENTRAL INDEX KEY: 0001268959 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 3/A SEC ACT: 1934 Act SEC FILE NUMBER: 001-11155 FILM NUMBER: 031043629 BUSINESS ADDRESS: STREET 1: 55 RAILROAD AVENUE 3RD FLOOR CITY: GREENWICH STATE: CT ZIP: 06830 BUSINESS PHONE: 2037692000 MAIL ADDRESS: STREET 1: 55 RAILROAD AVENUE 3RD FLOOR CITY: GREENWICH STATE: CT ZIP: 06830 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: TONTINE OVERSEAS ASSOCIATES LLC CENTRAL INDEX KEY: 0001268961 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 3/A SEC ACT: 1934 Act SEC FILE NUMBER: 001-11155 FILM NUMBER: 031043630 BUSINESS ADDRESS: STREET 1: 55 RAILROAD AVENUE 3RD FLOOR CITY: GREENWICH STATE: CT ZIP: 06830 BUSINESS PHONE: 2037692000 MAIL ADDRESS: STREET 1: 55 RAILROAD AVENUE 3RD FLOOR CITY: GREENWICH STATE: CT ZIP: 06830 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: TONTINE PARTNERS L P CENTRAL INDEX KEY: 0001269122 FILING VALUES: FORM TYPE: 3/A SEC ACT: 1934 Act SEC FILE NUMBER: 001-11155 FILM NUMBER: 031043631 BUSINESS ADDRESS: STREET 1: 55 RAILROAD AVENUE 3RD FLOOR CITY: GREENWICH STATE: CT ZIP: 06830 BUSINESS PHONE: 2037692000 MAIL ADDRESS: STREET 1: 55 RAILROAD AVENUE 3RD FLOOR CITY: GREENWICH STATE: CT ZIP: 06830 3/A 1 srz9554890v1_ex.xml X0201 3/A 2003-10-29 2003-11-10 0 0000106455 WESTMORELAND COAL CO WLB 0000948904 GENDELL JEFFREY L ET AL 31 WEST 52ND ST 17TH FLOOR NEW YORK NY 10019 0 0 1 0 0001269122 TONTINE PARTNERS L P 55 RAILROAD AVENUE 3RD FLOOR GREENWICH CT 06830 0 0 1 0 0001268961 TONTINE OVERSEAS ASSOCIATES LLC 55 RAILROAD AVENUE 3RD FLOOR GREENWICH CT 06830 0 0 1 0 0001268959 TONTINE MANAGEMENT LLC 55 RAILROAD AVENUE 3RD FLOOR GREENWICH CT 06830 0 0 1 0 Common Stock 1231600 I See Footnotes Series A Convertible Exchangable Preferred Stock 25.00 2003-12-10 2049-12-31 Common Stock 7343 I See footnote This report is filed jointly by Jeffrey L. Gendell, Tontine Partners, L.P. ("TP"), Tontine Management, LLC ("TM") and Tontine Overseas Associates, L.L.C. ("TOA") all of whom owners. Mr. Gendell is the managing member of TM, a Delaware limited liability company, the general partner of TP, a Delware limited liability partnership. Mr. Gendell is also the managing member of TOA, a Delaware limited liability company, the investment adviser of Tontine Overseas Fund, Ltd., a Cayman Islands exempted company ("TOF"). Mr. Gendell directly owns 549,000 shares of Common Stock and indirectly owns 682,600 of Common Stock and indirectly owns 4,300 Depositary Shares of Series A Convertible Exchangable Preferred Stock ("Depositary Shares"). TP directly owns 446,070 shares of Common Stock and 4,300 of Depositary Shares. TM indiretly owns 446,070 of Common Stock and 4,300 of Depositary Shares. TOA indirectly owns 236,530 shares of Common Stock. Mr. Gendell, TM and TOA disclaim beneficial ownership of the reported securities except to the extent of their pecuniary interest. The Form 3 filed on November 10, 2003 incorrectly stated Mr. Gendell's relationship status as director. /s/ Jeffrey L. Gendell 2003-12-08 -----END PRIVACY-ENHANCED MESSAGE-----