0001628280-23-040478.txt : 20231201 0001628280-23-040478.hdr.sgml : 20231201 20231201180949 ACCESSION NUMBER: 0001628280-23-040478 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20231130 FILED AS OF DATE: 20231201 DATE AS OF CHANGE: 20231201 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Kempton James M CENTRAL INDEX KEY: 0001456883 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35525 FILM NUMBER: 231460732 MAIL ADDRESS: STREET 1: 100 AIRSIDE DR CITY: MOON TOWNSHIP STATE: PA ZIP: 15108 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SMITH MICRO SOFTWARE, INC. CENTRAL INDEX KEY: 0000948708 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 330029027 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 5800 CORPORATE DRIVE CITY: PITTSBURGH STATE: PA ZIP: 15237 BUSINESS PHONE: 4128375300 MAIL ADDRESS: STREET 1: 5800 CORPORATE DRIVE CITY: PITTSBURGH STATE: PA ZIP: 15237 FORMER COMPANY: FORMER CONFORMED NAME: SMITH MICRO SOFTWARE, INC DATE OF NAME CHANGE: 20181023 FORMER COMPANY: FORMER CONFORMED NAME: SMITH MICRO SOFTWARE INC DATE OF NAME CHANGE: 19950731 4 1 wk-form4_1701472180.xml FORM 4 X0508 4 2023-11-30 0 0000948708 SMITH MICRO SOFTWARE, INC. SMSI 0001456883 Kempton James M 5800 CORPORATE DR. 5TH FLOOR PITTSBURGH PA 15237 0 1 0 0 VP, CFO and Treasurer 1 Common Stock 2023-11-30 4 D 0 577 0 D 245610 D Common Stock 2023-12-01 4 S 0 6780 0.67 D 238830 D Shares of restricted stock forfeited in accordance with the terms of grant Sell-to-cover transaction to satisfy withholding tax obligation in connection with the vesting of a restricted stock award /s/Jennifer M. Reinke, attorney-in-fact for James M. Kempton 2023-12-01