0001628280-22-025998.txt : 20221004
0001628280-22-025998.hdr.sgml : 20221004
20221004180847
ACCESSION NUMBER: 0001628280-22-025998
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20221003
FILED AS OF DATE: 20221004
DATE AS OF CHANGE: 20221004
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Kempton James M
CENTRAL INDEX KEY: 0001456883
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-35525
FILM NUMBER: 221293597
MAIL ADDRESS:
STREET 1: 100 AIRSIDE DR
CITY: MOON TOWNSHIP
STATE: PA
ZIP: 15108
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: SMITH MICRO SOFTWARE, INC.
CENTRAL INDEX KEY: 0000948708
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372]
IRS NUMBER: 330029027
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 5800 CORPORATE DRIVE
CITY: PITTSBURGH
STATE: PA
ZIP: 15237
BUSINESS PHONE: 4128375300
MAIL ADDRESS:
STREET 1: 5800 CORPORATE DRIVE
CITY: PITTSBURGH
STATE: PA
ZIP: 15237
FORMER COMPANY:
FORMER CONFORMED NAME: SMITH MICRO SOFTWARE, INC
DATE OF NAME CHANGE: 20181023
FORMER COMPANY:
FORMER CONFORMED NAME: SMITH MICRO SOFTWARE INC
DATE OF NAME CHANGE: 19950731
4
1
wf-form4_166492130514459.xml
FORM 4
X0306
4
2022-10-03
0
0000948708
SMITH MICRO SOFTWARE, INC.
SMSI
0001456883
Kempton James M
5800 CORPORATE DR.
5TH FLOOR
PITTSBURGH
PA
15237
0
1
0
0
VP, CFO and Treasurer
Common Stock
2022-10-03
4
A
0
250
1.921
A
115354
D
Voluntary disclosure with respect to shares acquired under the Smith Micro Software Employee Stock Purchase Plan in a transaction exempt under both Rule 16b-3(d) and Rule 16b-3(c).
/s/Jennifer M. Reinke, attorney-in-fact for James M. Kempton
2022-10-04