0001628280-22-023293.txt : 20220818
0001628280-22-023293.hdr.sgml : 20220818
20220818184249
ACCESSION NUMBER: 0001628280-22-023293
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20220817
FILED AS OF DATE: 20220818
DATE AS OF CHANGE: 20220818
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Arno Andrew
CENTRAL INDEX KEY: 0001472122
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-35525
FILM NUMBER: 221178478
MAIL ADDRESS:
STREET 1: C/O MERRIMAN CURHAN FORD GROUP, INC.
STREET 2: 600 CALIFORNIA STREET, 9TH FLOOR
CITY: SAN FRANCISCO
STATE: CA
ZIP: 94108
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: SMITH MICRO SOFTWARE, INC.
CENTRAL INDEX KEY: 0000948708
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372]
IRS NUMBER: 330029027
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 5800 CORPORATE DRIVE
CITY: PITTSBURGH
STATE: PA
ZIP: 15237
BUSINESS PHONE: 4128375300
MAIL ADDRESS:
STREET 1: 5800 CORPORATE DRIVE
CITY: PITTSBURGH
STATE: PA
ZIP: 15237
FORMER COMPANY:
FORMER CONFORMED NAME: SMITH MICRO SOFTWARE, INC
DATE OF NAME CHANGE: 20181023
FORMER COMPANY:
FORMER CONFORMED NAME: SMITH MICRO SOFTWARE INC
DATE OF NAME CHANGE: 19950731
4
1
wf-form4_166086255345158.xml
FORM 4
X0306
4
2022-08-17
0
0000948708
SMITH MICRO SOFTWARE, INC.
SMSI
0001472122
Arno Andrew
5800 CORPORATE DR.
PITTSBURGH
PA
15237
1
0
0
0
Common Stock
2022-08-17
4
P
0
5000
2.3514
A
15000
I
By spouse IRA
Common Stock
2022-08-17
4
P
0
5000
2.3514
A
15000
I
By MJA Investment
Common Stock
2022-08-17
4
P
0
5000
2.3514
A
15000
I
By JBA Investment
Common Stock
262605
D
Shares were acquired in a series of transactions at a range of prices with a weighted average of $2.3514 per share. The reporting person undertakes to provide to Smith Micro Software, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within such range.
Shares held by MJA Investment, a limited liability company, with respect to which the reporting person makes investment decisions. The reporting person disclaims ownership of these securities, and this report shall not be deemed an admission that the reporting person is beneficial owner of these securities for the purpose of Section 16 or any other purpose.
Shares held by JBA Investment, a limited liability company, with respect to which the reporting person makes investment decisions. The reporting person disclaims ownership of these securities, and this report shall not be deemed an admission that the reporting person is beneficial owner of these securities for the purpose of Section 16 or any other purpose.
/s/ Jennifer M. Reinke, Attorney in Fact for Andrew Arno
2022-08-18