EDGAR Filing Documents for 0001564590-17-019209

Form 8-K - Current report:

SEC Accession No. 0001564590-17-019209

Filing Date

2017-10-04

Accepted

2017-10-04 13:16:49

Documents

Period of Report

2017-09-29

Items

Item 1.01: Entry into a Material Definitive Agreement
Item 3.02: Unregistered Sales of Equity Securities
Item 5.03: Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year
Item 7.01: Regulation FD Disclosure
Item 9.01: Financial Statements and Exhibits

Document Format Files

Seq	Description	Document	Type	Size
1	8-K PREFERRED STOCK OFFERING	smsi-8k_20170929.htm	8-K	47400
2	EX-3.1 CERTIFICATE OF DESIGNATION	smsi-ex31_6.htm	EX-3.1	183229
3	EX-10.1 SECURITIES PURCHASE AGREEMENT	smsi-ex101_7.htm	EX-10.1	261271
4	EX-10.2 REGISTRATION RIGHTS AGREEMENT	smsi-ex102_8.htm	EX-10.2	168214
5	EX-99.1 PRESS RELEASE PS DATED 10-03-17	smsi-ex991_9.htm	EX-99.1	10553
6	GRAPHIC	g201710041649536281019.jpg	GRAPHIC	3746
	Complete submission text file	0001564590-17-019209.txt		677264

Mailing Address 51 COLUMBIA ALISO VIEJO CA 92656

Business Address 51 COLUMBIA ALISO VIEJO CA 92656 9493625800

SMITH MICRO SOFTWARE INC (Filer) CIK: 0000948708 (see all company filings)