0001209191-21-063037.txt : 20211104 0001209191-21-063037.hdr.sgml : 20211104 20211104210344 ACCESSION NUMBER: 0001209191-21-063037 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20211103 FILED AS OF DATE: 20211104 DATE AS OF CHANGE: 20211104 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Kempton James M CENTRAL INDEX KEY: 0001456883 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35525 FILM NUMBER: 211381966 MAIL ADDRESS: STREET 1: 100 AIRSIDE DR CITY: MOON TOWNSHIP STATE: PA ZIP: 15108 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SMITH MICRO SOFTWARE, INC. CENTRAL INDEX KEY: 0000948708 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 330029027 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 5800 CORPORATE DRIVE CITY: PITTSBURGH STATE: PA ZIP: 15237 BUSINESS PHONE: 4128375300 MAIL ADDRESS: STREET 1: 5800 CORPORATE DRIVE CITY: PITTSBURGH STATE: PA ZIP: 15237 FORMER COMPANY: FORMER CONFORMED NAME: SMITH MICRO SOFTWARE, INC DATE OF NAME CHANGE: 20181023 FORMER COMPANY: FORMER CONFORMED NAME: SMITH MICRO SOFTWARE INC DATE OF NAME CHANGE: 19950731 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2021-11-03 0 0000948708 SMITH MICRO SOFTWARE, INC. SMSI 0001456883 Kempton James M 5800 CORPORATE DR. 5TH FLOOR PITTSBURGH PA 15237 0 1 0 0 VP, CFO and Treasurer Common Stock 2021-11-03 4 A 0 20000 0.00 A 20000 D Common Stock 2021-11-03 4 F 0 6756 6.03 D 13244 D Shares withheld, at an average price of $6.03 per share, for payment of income taxes. /s/Jennifer M. Reinke, attorney-in-fact for James M. Kempton 2021-11-04