0001209191-20-046435.txt : 20200812
0001209191-20-046435.hdr.sgml : 20200812
20200812175917
ACCESSION NUMBER: 0001209191-20-046435
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20200810
FILED AS OF DATE: 20200812
DATE AS OF CHANGE: 20200812
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Arno Andrew
CENTRAL INDEX KEY: 0001472122
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-35525
FILM NUMBER: 201096415
MAIL ADDRESS:
STREET 1: C/O MERRIMAN CURHAN FORD GROUP, INC.
STREET 2: 600 CALIFORNIA STREET, 9TH FLOOR
CITY: SAN FRANCISCO
STATE: CA
ZIP: 94108
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: SMITH MICRO SOFTWARE, INC.
CENTRAL INDEX KEY: 0000948708
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372]
IRS NUMBER: 330029027
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 5800 CORPORATE DRIVE
CITY: PITTSBURGH
STATE: PA
ZIP: 15237
BUSINESS PHONE: 4128375300
MAIL ADDRESS:
STREET 1: 5800 CORPORATE DRIVE
CITY: PITTSBURGH
STATE: PA
ZIP: 15237
FORMER COMPANY:
FORMER CONFORMED NAME: SMITH MICRO SOFTWARE, INC
DATE OF NAME CHANGE: 20181023
FORMER COMPANY:
FORMER CONFORMED NAME: SMITH MICRO SOFTWARE INC
DATE OF NAME CHANGE: 19950731
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2020-08-10
0
0000948708
SMITH MICRO SOFTWARE, INC.
SMSI
0001472122
Arno Andrew
5800 CORPORATE DR.
PITTSBURGH
PA
15237
1
0
0
0
Common Stock
2020-08-10
4
A
0
10000
3.946
A
212610
D
Common Stock
2020-08-10
4
A
0
10000
3.945
A
10000
I
By spouse IRA
Common Stock
2020-08-10
4
A
0
2500
3.932
A
10000
I
By MJA Investment
Common Stock
2020-08-10
4
A
0
2500
3.943
A
10000
I
By JBA Investment
Shares were acquired in a series of transactions at a range of prices with a weighted average of $3.946 per share. The reporting person undertakes to provide to Smith Micro Software, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within such range.
Shares were acquired in a series of transactions at a range of prices with a weighted average of $3.945 per share. The reporting person undertakes to provide to Smith Micro Software, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within such range.
Shares were acquired in a series of transactions at a range of prices with a weighted average of $3.932 per share. The reporting person undertakes to provide to Smith Micro Software, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within such range.
Includes 7,500 shares acquired on May 17, 2017 but not previously reported due to administrative error.
Shares held by MJA Investment, a limited liability company, with respect to which the reporting person makes investment decisions. The reporting person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the reporting person is a beneficial owner of such securities for purposes of Section 16 or any other purpose.
Shares were acquired in a series of transactions at a range of prices with a weighted average of $3.943 per share. The reporting person undertakes to provide to Smith Micro Software, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within such range.
Shares held by JBA Investment, a limited liability company, with respect to which the reporting person makes investment decisions. The reporting person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the reporting person is a beneficial owner of such securities for purposes of Section 16 or any other purpose.
/s/ Jennifer M. Reinke, Attorney in Fact for Andrew Arno
2020-08-12