0001209191-20-009429.txt : 20200213 0001209191-20-009429.hdr.sgml : 20200213 20200213193258 ACCESSION NUMBER: 0001209191-20-009429 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20200211 FILED AS OF DATE: 20200213 DATE AS OF CHANGE: 20200213 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Huffmyer Timothy C. CENTRAL INDEX KEY: 0001559111 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35525 FILM NUMBER: 20612939 MAIL ADDRESS: STREET 1: 1000 PARK DRIVE CITY: LAWRENCE STATE: PA ZIP: 15055 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SMITH MICRO SOFTWARE, INC. CENTRAL INDEX KEY: 0000948708 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 330029027 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 5800 CORPORATE DRIVE CITY: PITTSBURGH STATE: PA ZIP: 15237 BUSINESS PHONE: 4128375300 MAIL ADDRESS: STREET 1: 5800 CORPORATE DRIVE CITY: PITTSBURGH STATE: PA ZIP: 15237 FORMER COMPANY: FORMER CONFORMED NAME: SMITH MICRO SOFTWARE, INC DATE OF NAME CHANGE: 20181023 FORMER COMPANY: FORMER CONFORMED NAME: SMITH MICRO SOFTWARE INC DATE OF NAME CHANGE: 19950731 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2020-02-11 0 0000948708 SMITH MICRO SOFTWARE, INC. SMSI 0001559111 Huffmyer Timothy C. 5800 CORPORATE DRIVE PITTSBURGH PA 15237 0 1 0 0 Chief Financial Officer Common Stock 2020-02-11 4 A 0 100000 0.00 A 332778 D Restricted stock subject to time-based and performance-based vesting. 50% of shares vest in equal monthly installments over 48 months, subject to continuing employment. 50% of shares vest subject to satisfaction of 2020 financial performance criteria, with 25% of such amount to vest approximately March 2021 and the remainder in equal monthly installments over the next 36 months. /s/ Jennifer M. Reinke, Attorney in Fact for Timothy C. Huffmyer 2020-02-13