0001209191-18-019729.txt : 20180314 0001209191-18-019729.hdr.sgml : 20180314 20180314203358 ACCESSION NUMBER: 0001209191-18-019729 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20180312 FILED AS OF DATE: 20180314 DATE AS OF CHANGE: 20180314 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Huffmyer Timothy C. CENTRAL INDEX KEY: 0001559111 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35525 FILM NUMBER: 18690821 MAIL ADDRESS: STREET 1: 1000 PARK DRIVE CITY: LAWRENCE STATE: PA ZIP: 15055 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SMITH MICRO SOFTWARE INC CENTRAL INDEX KEY: 0000948708 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 330029027 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 51 COLUMBIA CITY: ALISO VIEJO STATE: CA ZIP: 92656 BUSINESS PHONE: 9493625800 MAIL ADDRESS: STREET 1: 51 COLUMBIA CITY: ALISO VIEJO STATE: CA ZIP: 92656 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2018-03-12 0 0000948708 SMITH MICRO SOFTWARE INC SMSI 0001559111 Huffmyer Timothy C. 5800 CORPORATE DRIVE PITTSBURGH PA 15327 0 1 0 0 Chief Financial Officer Common Stock 2018-03-12 4 A 0 125000 0.00 A 175000 D Restricted stock subject to time-based and performance-based vesting. 50% of shares vest in equal monthly installments over 48 months, subject to continuing employment. 50% of shares vest subject to satisfaction of 2018 financial performance criteria, with 25% of such amount to vest approximately March 2019 and the remainder in equal monthly installments over the next 36 months. /s/ Debra A. Koehler, Attorney in Fact for Timothy C. Huffmyer 2018-03-14