0001209191-17-060766.txt : 20171115 0001209191-17-060766.hdr.sgml : 20171115 20171114203247 ACCESSION NUMBER: 0001209191-17-060766 CONFORMED SUBMISSION TYPE: D PUBLIC DOCUMENT COUNT: 1 ITEM INFORMATION: 06b FILED AS OF DATE: 20171115 DATE AS OF CHANGE: 20171114 EFFECTIVENESS DATE: 20171115 FILER: COMPANY DATA: COMPANY CONFORMED NAME: SMITH MICRO SOFTWARE INC CENTRAL INDEX KEY: 0000948708 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 330029027 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: D SEC ACT: 1933 Act SEC FILE NUMBER: 021-298758 FILM NUMBER: 171203656 BUSINESS ADDRESS: STREET 1: 51 COLUMBIA CITY: ALISO VIEJO STATE: CA ZIP: 92656 BUSINESS PHONE: 9493625800 MAIL ADDRESS: STREET 1: 51 COLUMBIA CITY: ALISO VIEJO STATE: CA ZIP: 92656 D 1 primary_doc.xml X0708 D LIVE 0000948708 SMITH MICRO SOFTWARE INC 51 Columbia Aliso Viejo CA CALIFORNIA 92656 9493625800 DELAWARE None None Corporation true William W. Smith, Jr. c/o Smith Micro Software, Inc. 51 Columbia Aliso Viejo CA CALIFORNIA 92656 Executive Officer Director Timothy C. Huffmyer c/o Smith Micro Software, Inc. 51 Columbia Aliso Viejo CA CALIFORNIA 92656 Executive Officer Thomas G. Campbell c/o Smith Micro Software, Inc. 51 Columbia Aliso Viejo CA CALIFORNIA 92656 Director Gregory J. Szabo c/o Smith Micro Software, Inc. 51 Columbia Aliso Viejo CA CALIFORNIA 92656 Director Samuel Gulko c/o Smith Micro Software, Inc. 51 Columbia Aliso Viejo CA CALIFORNIA 92656 Director Andrew Arno c/o Smith Micro Software, Inc. 51 Columbia Aliso Viejo CA CALIFORNIA 92656 Director Steven L. Elfman c/o Smith Micro Software, Inc. 51 Columbia Aliso Viejo CA CALIFORNIA 92656 Director Telecommunications Decline to Disclose 06b false 2017-09-29 false true false 0 Sutter Securities Incorporated 30770 None None 220 Montgomery Street, Suite 468 San Francisco CA CALIFORNIA 94104 CA CALIFORNIA NY NEW YORK UT UTAH 5500000 5500000 0 In the Offering, the Company raised gross cash proceeds of $2,700,000, and exchanged outstanding indebtedness with a principal amount of $2,800,000. false 18 109600 0 2800000 In the Offering, the Company exchanged outstanding indebtedness of (1) $2,750,000 owed to W. Smith (CEO) and Dieva L. Smith; and (2) $50,000 owed to A. Arno (Director). The net cash proceeds from the Offering are intended for working capital purposes. false SMITH MICRO SOFTWARE INC /s/ Timothy C. Huffmyer Timothy C. Huffmyer CFO 2017-11-14