0001209191-17-046008.txt : 20170721 0001209191-17-046008.hdr.sgml : 20170721 20170721173039 ACCESSION NUMBER: 0001209191-17-046008 CONFORMED SUBMISSION TYPE: 4/A PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20170517 FILED AS OF DATE: 20170721 DATE AS OF CHANGE: 20170721 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Arno Andrew CENTRAL INDEX KEY: 0001472122 FILING VALUES: FORM TYPE: 4/A SEC ACT: 1934 Act SEC FILE NUMBER: 001-35525 FILM NUMBER: 17977265 MAIL ADDRESS: STREET 1: C/O MERRIMAN CURHAN FORD GROUP, INC. STREET 2: 600 CALIFORNIA STREET, 9TH FLOOR CITY: SAN FRANCISCO STATE: CA ZIP: 94108 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SMITH MICRO SOFTWARE INC CENTRAL INDEX KEY: 0000948708 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 330029027 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 51 COLUMBIA CITY: ALISO VIEJO STATE: CA ZIP: 92656 BUSINESS PHONE: 9493625800 MAIL ADDRESS: STREET 1: 51 COLUMBIA CITY: ALISO VIEJO STATE: CA ZIP: 92656 4/A 1 doc4a.xml FORM 4/A SUBMISSION X0306 4/A 2017-05-17 2017-05-18 0 0000948708 SMITH MICRO SOFTWARE INC SMSI 0001472122 Arno Andrew 51 COLUMBIA ALISO VIEJO CA 92656 1 0 0 0 Common Stock 2018-05-17 4 A 0 50000 1.10 A 83750 D Private placement purchased from the Issuer. Due to a clerical error, the balance that was originally reported did not reflect a 1:4 reverse stock split that took effect on August 17, 2016. Debra A. Koehler, Attorney in Fact for Andrew Arno 2017-07-12