0001209191-17-046007.txt : 20170721 0001209191-17-046007.hdr.sgml : 20170721 20170721173010 ACCESSION NUMBER: 0001209191-17-046007 CONFORMED SUBMISSION TYPE: 4/A PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20170308 FILED AS OF DATE: 20170721 DATE AS OF CHANGE: 20170721 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Arno Andrew CENTRAL INDEX KEY: 0001472122 FILING VALUES: FORM TYPE: 4/A SEC ACT: 1934 Act SEC FILE NUMBER: 001-35525 FILM NUMBER: 17977262 MAIL ADDRESS: STREET 1: C/O MERRIMAN CURHAN FORD GROUP, INC. STREET 2: 600 CALIFORNIA STREET, 9TH FLOOR CITY: SAN FRANCISCO STATE: CA ZIP: 94108 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SMITH MICRO SOFTWARE INC CENTRAL INDEX KEY: 0000948708 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 330029027 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 51 COLUMBIA CITY: ALISO VIEJO STATE: CA ZIP: 92656 BUSINESS PHONE: 9493625800 MAIL ADDRESS: STREET 1: 51 COLUMBIA CITY: ALISO VIEJO STATE: CA ZIP: 92656 4/A 1 doc4a.xml FORM 4/A SUBMISSION X0306 4/A 2017-03-08 2017-03-13 0 0000948708 SMITH MICRO SOFTWARE INC SMSI 0001472122 Arno Andrew 51 COLUMBIA ALISO VIEJO CA 92656 1 0 0 0 Common Stock 2017-03-08 4 A 0 3750 0.00 A 33750 D Restricted Stock Grant - Vesting in 12 equal monthly installments beginning on 04/08/2017 Due to a clerical error, the balance that was originally reported did not reflect a 1:4 reverse stock split that took effect on August 17, 2016. Debra A. Koehler, Attorney in Fact for Andrew Arno 2017-07-21