0001209191-17-025521.txt : 20170405 0001209191-17-025521.hdr.sgml : 20170405 20170405140124 ACCESSION NUMBER: 0001209191-17-025521 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20170309 FILED AS OF DATE: 20170405 DATE AS OF CHANGE: 20170405 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SMITH MICRO SOFTWARE INC CENTRAL INDEX KEY: 0000948708 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 330029027 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 51 COLUMBIA CITY: ALISO VIEJO STATE: CA ZIP: 92656 BUSINESS PHONE: 9493625800 MAIL ADDRESS: STREET 1: 51 COLUMBIA CITY: ALISO VIEJO STATE: CA ZIP: 92656 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: SMITH WILLIAM W JR CENTRAL INDEX KEY: 0001251368 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35525 FILM NUMBER: 17742091 MAIL ADDRESS: STREET 1: 51 COLUMBIA CITY: ALISOVIEJO STATE: CA ZIP: 92656 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2017-03-09 0 0000948708 SMITH MICRO SOFTWARE INC SMSI 0001251368 SMITH WILLIAM W JR 51 COLUMBIA ALISO VIEJO CA 92656 1 1 0 0 President & CEO Common Stock 2017-03-09 4 D 0 4854 0.00 D 429430 D Common Stock 2017-04-04 4 F 0 9478 1.30 D 419952 D Common Stock 455028 I The William W. Smith Jr. Revocable Trust Common Stock 6000 D The shares represent a portion of a performance-based restricted stock award that were forfeited upon reporting of the company's fiscal 2016 financial results. Shares withheld, at an average vesting price of $1.30 per share, for payment of income taxes Held in the William W. Smith, Jr. IRA Debra A. Koehler, Attorney in Fact for William W. Smith, Jr. 2017-04-05