0001209191-17-025521.txt : 20170405
0001209191-17-025521.hdr.sgml : 20170405
20170405140124
ACCESSION NUMBER: 0001209191-17-025521
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20170309
FILED AS OF DATE: 20170405
DATE AS OF CHANGE: 20170405
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: SMITH MICRO SOFTWARE INC
CENTRAL INDEX KEY: 0000948708
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372]
IRS NUMBER: 330029027
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 51 COLUMBIA
CITY: ALISO VIEJO
STATE: CA
ZIP: 92656
BUSINESS PHONE: 9493625800
MAIL ADDRESS:
STREET 1: 51 COLUMBIA
CITY: ALISO VIEJO
STATE: CA
ZIP: 92656
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: SMITH WILLIAM W JR
CENTRAL INDEX KEY: 0001251368
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-35525
FILM NUMBER: 17742091
MAIL ADDRESS:
STREET 1: 51 COLUMBIA
CITY: ALISOVIEJO
STATE: CA
ZIP: 92656
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2017-03-09
0
0000948708
SMITH MICRO SOFTWARE INC
SMSI
0001251368
SMITH WILLIAM W JR
51 COLUMBIA
ALISO VIEJO
CA
92656
1
1
0
0
President & CEO
Common Stock
2017-03-09
4
D
0
4854
0.00
D
429430
D
Common Stock
2017-04-04
4
F
0
9478
1.30
D
419952
D
Common Stock
455028
I
The William W. Smith Jr. Revocable Trust
Common Stock
6000
D
The shares represent a portion of a performance-based restricted stock award that were forfeited upon reporting of the company's fiscal 2016 financial results.
Shares withheld, at an average vesting price of $1.30 per share, for payment of income taxes
Held in the William W. Smith, Jr. IRA
Debra A. Koehler, Attorney in Fact for William W. Smith, Jr.
2017-04-05