0001209191-16-143261.txt : 20160930 0001209191-16-143261.hdr.sgml : 20160930 20160930141430 ACCESSION NUMBER: 0001209191-16-143261 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20160928 FILED AS OF DATE: 20160930 DATE AS OF CHANGE: 20160930 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SMITH MICRO SOFTWARE INC CENTRAL INDEX KEY: 0000948708 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 330029027 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 51 COLUMBIA CITY: ALISO VIEJO STATE: CA ZIP: 92656 BUSINESS PHONE: 9493625800 MAIL ADDRESS: STREET 1: 51 COLUMBIA CITY: ALISO VIEJO STATE: CA ZIP: 92656 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: SMITH WILLIAM W JR CENTRAL INDEX KEY: 0001251368 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35525 FILM NUMBER: 161912491 MAIL ADDRESS: STREET 1: 51 COLUMBIA CITY: ALISOVIEJO STATE: CA ZIP: 92656 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2016-09-28 0 0000948708 SMITH MICRO SOFTWARE INC SMSI 0001251368 SMITH WILLIAM W JR 51 COLUMBIA ALISO VIEJO CA 92656 1 1 0 0 President & CEO Common Stock 2016-09-28 4 F 0 8574 2.53 D 446056 D Common Stock 455028 I The William W. Smith Jr. Revocable Trust Common Stock 6000 D Shares withheld, at an average vesting price of $2.53 per share, for payment of income taxes On August 17, 2016, Smith Micro Software Inc effected a 1 for 4 reverse stock split. The number of shares reported throughout this Form 4 have been adjusted to reflect the stock split. Held in the William W. Smith, Jr. IRA Debra A. Koehler, Attorney in Fact for William W. Smith, Jr. 2016-09-30