0001209191-16-107863.txt : 20160311 0001209191-16-107863.hdr.sgml : 20160311 20160311162742 ACCESSION NUMBER: 0001209191-16-107863 CONFORMED SUBMISSION TYPE: 4/A PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20160307 FILED AS OF DATE: 20160311 DATE AS OF CHANGE: 20160311 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SMITH MICRO SOFTWARE INC CENTRAL INDEX KEY: 0000948708 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 330029027 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 51 COLUMBIA CITY: ALISO VIEJO STATE: CA ZIP: 92656 BUSINESS PHONE: 9493625800 MAIL ADDRESS: STREET 1: 51 COLUMBIA CITY: ALISO VIEJO STATE: CA ZIP: 92656 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Yasbek Steven CENTRAL INDEX KEY: 0001380008 FILING VALUES: FORM TYPE: 4/A SEC ACT: 1934 Act SEC FILE NUMBER: 001-35525 FILM NUMBER: 161501093 MAIL ADDRESS: STREET 1: 51 COLUMBIA CITY: ALISO VIEJO STATE: CA ZIP: 92656 4/A 1 doc4a.xml FORM 4/A SUBMISSION X0306 4/A 2016-03-07 2016-03-09 0 0000948708 SMITH MICRO SOFTWARE INC SMSI 0001380008 Yasbek Steven 51 COLUMBIA ALISO VIEJO CA 92656 0 1 0 0 VP & Chief Financial Officer Common Stock 2016-03-07 4 A 0 150000 0.00 A 493085 D Common Stock 2016-03-08 4 D 0 4473 0.00 D 488612 D Restricted Stock vests over 48 months. 50% of the shares are based on 2015 performance and vest evenly, monthly over 48 months. 50% are based on 2016 performance with 25% vesting approximately March 2017 and the remainder evenly, monthly, over the next 36 months The shares represent a portion of a performance-based restricted stock award that were forfeited upon reporting of the company's fiscal 2015 financial results. Debra A. Koehler, Attorney in Fact for Steven M. Yasbek 2016-03-11