0001209191-16-107863.txt : 20160311
0001209191-16-107863.hdr.sgml : 20160311
20160311162742
ACCESSION NUMBER: 0001209191-16-107863
CONFORMED SUBMISSION TYPE: 4/A
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20160307
FILED AS OF DATE: 20160311
DATE AS OF CHANGE: 20160311
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: SMITH MICRO SOFTWARE INC
CENTRAL INDEX KEY: 0000948708
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372]
IRS NUMBER: 330029027
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 51 COLUMBIA
CITY: ALISO VIEJO
STATE: CA
ZIP: 92656
BUSINESS PHONE: 9493625800
MAIL ADDRESS:
STREET 1: 51 COLUMBIA
CITY: ALISO VIEJO
STATE: CA
ZIP: 92656
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Yasbek Steven
CENTRAL INDEX KEY: 0001380008
FILING VALUES:
FORM TYPE: 4/A
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-35525
FILM NUMBER: 161501093
MAIL ADDRESS:
STREET 1: 51 COLUMBIA
CITY: ALISO VIEJO
STATE: CA
ZIP: 92656
4/A
1
doc4a.xml
FORM 4/A SUBMISSION
X0306
4/A
2016-03-07
2016-03-09
0
0000948708
SMITH MICRO SOFTWARE INC
SMSI
0001380008
Yasbek Steven
51 COLUMBIA
ALISO VIEJO
CA
92656
0
1
0
0
VP & Chief Financial Officer
Common Stock
2016-03-07
4
A
0
150000
0.00
A
493085
D
Common Stock
2016-03-08
4
D
0
4473
0.00
D
488612
D
Restricted Stock vests over 48 months. 50% of the shares are based on 2015 performance and vest evenly, monthly over 48 months. 50% are based on 2016 performance with 25% vesting approximately March 2017 and the remainder evenly, monthly, over the next 36 months
The shares represent a portion of a performance-based restricted stock award that were forfeited upon reporting of the company's fiscal 2015 financial results.
Debra A. Koehler, Attorney in Fact for Steven M. Yasbek
2016-03-11