0001209191-16-107861.txt : 20160311 0001209191-16-107861.hdr.sgml : 20160311 20160311162607 ACCESSION NUMBER: 0001209191-16-107861 CONFORMED SUBMISSION TYPE: 4/A PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20160307 FILED AS OF DATE: 20160311 DATE AS OF CHANGE: 20160311 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SMITH MICRO SOFTWARE INC CENTRAL INDEX KEY: 0000948708 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 330029027 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 51 COLUMBIA CITY: ALISO VIEJO STATE: CA ZIP: 92656 BUSINESS PHONE: 9493625800 MAIL ADDRESS: STREET 1: 51 COLUMBIA CITY: ALISO VIEJO STATE: CA ZIP: 92656 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: SMITH WILLIAM W JR CENTRAL INDEX KEY: 0001251368 FILING VALUES: FORM TYPE: 4/A SEC ACT: 1934 Act SEC FILE NUMBER: 001-35525 FILM NUMBER: 161501078 MAIL ADDRESS: STREET 1: 51 COLUMBIA CITY: ALISOVIEJO STATE: CA ZIP: 92656 4/A 1 doc4a.xml FORM 4/A SUBMISSION X0306 4/A 2016-03-07 2016-03-09 0 0000948708 SMITH MICRO SOFTWARE INC SMSI 0001251368 SMITH WILLIAM W JR 51 COLUMBIA ALISO VIEJO CA 92656 1 1 0 0 President & CEO Common Stock 2016-03-07 4 A 0 300000 0.00 A 1907581 D Common Stock 2016-03-08 4 D 0 8982 0.00 D 1898599 D Common Stock 1817115 I The William W. Smith Jr. Revocable Trust Common Stock 24000 D Restricted Stock vests over 48 months. 50% of the shares are based on 2015 performance and vest evenly, monthly over 48 months. 50% are based on 2016 performance with 25% vesting approximately March 2017 and the remainder evenly, monthly, over the next 36 months The shares represent a portion of a performance-based restricted stock award that were forfeited upon reporting of the company's fiscal 2015 financial results. Held in the William W. Smith, Jr. IRA Debra A. Koehler, Attorney in Fact for William W. Smith, Jr. 2016-03-11