0001209191-16-107861.txt : 20160311
0001209191-16-107861.hdr.sgml : 20160311
20160311162607
ACCESSION NUMBER: 0001209191-16-107861
CONFORMED SUBMISSION TYPE: 4/A
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20160307
FILED AS OF DATE: 20160311
DATE AS OF CHANGE: 20160311
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: SMITH MICRO SOFTWARE INC
CENTRAL INDEX KEY: 0000948708
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372]
IRS NUMBER: 330029027
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 51 COLUMBIA
CITY: ALISO VIEJO
STATE: CA
ZIP: 92656
BUSINESS PHONE: 9493625800
MAIL ADDRESS:
STREET 1: 51 COLUMBIA
CITY: ALISO VIEJO
STATE: CA
ZIP: 92656
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: SMITH WILLIAM W JR
CENTRAL INDEX KEY: 0001251368
FILING VALUES:
FORM TYPE: 4/A
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-35525
FILM NUMBER: 161501078
MAIL ADDRESS:
STREET 1: 51 COLUMBIA
CITY: ALISOVIEJO
STATE: CA
ZIP: 92656
4/A
1
doc4a.xml
FORM 4/A SUBMISSION
X0306
4/A
2016-03-07
2016-03-09
0
0000948708
SMITH MICRO SOFTWARE INC
SMSI
0001251368
SMITH WILLIAM W JR
51 COLUMBIA
ALISO VIEJO
CA
92656
1
1
0
0
President & CEO
Common Stock
2016-03-07
4
A
0
300000
0.00
A
1907581
D
Common Stock
2016-03-08
4
D
0
8982
0.00
D
1898599
D
Common Stock
1817115
I
The William W. Smith Jr. Revocable Trust
Common Stock
24000
D
Restricted Stock vests over 48 months. 50% of the shares are based on 2015 performance and vest evenly, monthly over 48 months. 50% are based on 2016 performance with 25% vesting approximately March 2017 and the remainder evenly, monthly, over the next 36 months
The shares represent a portion of a performance-based restricted stock award that were forfeited upon reporting of the company's fiscal 2015 financial results.
Held in the William W. Smith, Jr. IRA
Debra A. Koehler, Attorney in Fact for William W. Smith, Jr.
2016-03-11