0001209191-14-039697.txt : 20140624 0001209191-14-039697.hdr.sgml : 20140624 20140606184321 ACCESSION NUMBER: 0001209191-14-039697 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20140605 FILED AS OF DATE: 20140606 DATE AS OF CHANGE: 20140606 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SMITH MICRO SOFTWARE INC CENTRAL INDEX KEY: 0000948708 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 330029027 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 51 COLUMBIA STREET 2: STE 200 CITY: ALISO VIEJO STATE: CA ZIP: 92656 BUSINESS PHONE: 9493625800 MAIL ADDRESS: STREET 1: 51 COLUMBIA STREET 2: STE 200 CITY: ALISO VIEJO STATE: CA ZIP: 92656 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: SZABO GREGORY J CENTRAL INDEX KEY: 0001255114 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35525 FILM NUMBER: 14897838 MAIL ADDRESS: STREET 1: 51 COLUMBIA STREET 2: SUITE 200 CITY: ALISO VIEJO STATE: CA ZIP: 92656 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2014-06-05 0 0000948708 SMITH MICRO SOFTWARE INC SMSI 0001255114 SZABO GREGORY J 51 COLUMBIA ALISO VIEJO CA 92656 1 0 0 0 Stock Option (right to buy) 1.06 2014-06-05 4 A 0 5000 1.06 A 2014-06-05 2024-06-04 Common Stock 5000 5000 D Automatic grant to non-employee director Immediately exercisable. Shares issued on exercise are subject to a right of repurchase by the Company. Shares vest 100%, and the Company's right of repurchase lapses, upon optionee's completion of one year of service as a member of the Board measured from the grant date. /s/ Diane Gulling Attorney in Fact for Gregory J. Szabo 2014-06-06