0001209191-14-018365.txt : 20140307 0001209191-14-018365.hdr.sgml : 20140307 20140307164758 ACCESSION NUMBER: 0001209191-14-018365 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20140306 FILED AS OF DATE: 20140307 DATE AS OF CHANGE: 20140307 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SMITH MICRO SOFTWARE INC CENTRAL INDEX KEY: 0000948708 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 330029027 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 51 COLUMBIA STREET 2: STE 200 CITY: ALISO VIEJO STATE: CA ZIP: 92656 BUSINESS PHONE: 9493625800 MAIL ADDRESS: STREET 1: 51 COLUMBIA STREET 2: STE 200 CITY: ALISO VIEJO STATE: CA ZIP: 92656 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Yasbek Steven CENTRAL INDEX KEY: 0001380008 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35525 FILM NUMBER: 14677925 MAIL ADDRESS: STREET 1: 51 COLUMBIA CITY: ALISO VIEJO STATE: CA ZIP: 92656 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2014-03-06 0 0000948708 SMITH MICRO SOFTWARE INC SMSI 0001380008 Yasbek Steven 51 COLUMBIA ALISO VIEJO CA 92656 0 1 0 0 Chief Accounting Officer Common Stock 2014-03-06 4 D 0 2600 0.00 D 237391 D Common Stock 2014-03-06 4 D 0 832 1.615 D 236559 D The shares represent a portion of a performance-based restricted stock award that were forfeited upon reporting of the company's fiscal 2013 financial results. Shares withheld, at an average vesting price of $1.615 per share, for payment of income taxes. Diane Gulling, Attorney in Fact for Steven M. Yasbek 2014-03-07