0001209191-14-018299.txt : 20140307 0001209191-14-018299.hdr.sgml : 20140307 20140307161759 ACCESSION NUMBER: 0001209191-14-018299 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20140306 FILED AS OF DATE: 20140307 DATE AS OF CHANGE: 20140307 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SMITH MICRO SOFTWARE INC CENTRAL INDEX KEY: 0000948708 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 330029027 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 51 COLUMBIA STREET 2: STE 200 CITY: ALISO VIEJO STATE: CA ZIP: 92656 BUSINESS PHONE: 9493625800 MAIL ADDRESS: STREET 1: 51 COLUMBIA STREET 2: STE 200 CITY: ALISO VIEJO STATE: CA ZIP: 92656 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: SMITH WILLIAM W JR CENTRAL INDEX KEY: 0001251368 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35525 FILM NUMBER: 14677470 MAIL ADDRESS: STREET 1: 51 COLUMBIA CITY: ALISOVIEJO STATE: CA ZIP: 92656 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2014-03-06 0 0000948708 SMITH MICRO SOFTWARE INC SMSI 0001251368 SMITH WILLIAM W JR 51 COLUMBIA ALISO VIEJO CA 92656 1 1 0 0 President & CEO Common Stock 2014-03-06 4 D 0 10473 0.00 D 1489499 D Common Stock 2014-03-06 4 D 0 3328 0.00 D 1486171 D Common Stock 1820115 I The William W. Smith Jr. Revocable Trust Common Stock 24000 D The shares represent a portion of a performance-based restricted stock award that were forfeited upon reporting of the company's fiscal 2013 financial results. Shares withheld, at an average vesting price of $1.615 per share, for payment of income taxes. Held in the William W. Smith, Jr. IRA Diane Gulling, Attorney in Fact for William W. Smith, Jr. 2014-03-07