0001209191-14-012633.txt : 20140220 0001209191-14-012633.hdr.sgml : 20140220 20140220182857 ACCESSION NUMBER: 0001209191-14-012633 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20140218 FILED AS OF DATE: 20140220 DATE AS OF CHANGE: 20140220 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SMITH MICRO SOFTWARE INC CENTRAL INDEX KEY: 0000948708 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 330029027 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 51 COLUMBIA STREET 2: STE 200 CITY: ALISO VIEJO STATE: CA ZIP: 92656 BUSINESS PHONE: 9493625800 MAIL ADDRESS: STREET 1: 51 COLUMBIA STREET 2: STE 200 CITY: ALISO VIEJO STATE: CA ZIP: 92656 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Lippincott Christopher G CENTRAL INDEX KEY: 0001336095 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35525 FILM NUMBER: 14631103 MAIL ADDRESS: STREET 1: 51 COLUMBIA STREET 2: SUITE 200 CITY: ALISO VIEJO STATE: CA ZIP: 92656 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2014-02-18 0 0000948708 SMITH MICRO SOFTWARE INC SMSI 0001336095 Lippincott Christopher G 51 COLUMBIA ALISO VIEJO CA 92656 0 1 0 0 SVP - Global Operations Common Stock 2014-02-18 4 A 0 150000 0.00 A 496453 D Restricted Stock vests over 48 months. 50% of the shares are based on 2013 performance and vest evenly, monthly over 48 months. 50% are based on 2014 performance with 25% vesting approximately March 2015 and the remainder evenly, monthly, over the next 36 months. Diane Gulling, Attorney in Fact for Christopher G. Lippincott 2014-02-20