0001209191-13-058271.txt : 20131220 0001209191-13-058271.hdr.sgml : 20131220 20131220173738 ACCESSION NUMBER: 0001209191-13-058271 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20131220 FILED AS OF DATE: 20131220 DATE AS OF CHANGE: 20131220 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SMITH MICRO SOFTWARE INC CENTRAL INDEX KEY: 0000948708 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 330029027 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 51 COLUMBIA STREET 2: STE 200 CITY: ALISO VIEJO STATE: CA ZIP: 92656 BUSINESS PHONE: 9493625800 MAIL ADDRESS: STREET 1: 51 COLUMBIA STREET 2: STE 200 CITY: ALISO VIEJO STATE: CA ZIP: 92656 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Carpenter Rick CENTRAL INDEX KEY: 0001513889 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35525 FILM NUMBER: 131292634 MAIL ADDRESS: STREET 1: 51 COLUMBIA CITY: ALISO VIEJO STATE: CA ZIP: 92656 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2013-12-20 0 0000948708 SMITH MICRO SOFTWARE INC SMSI 0001513889 Carpenter Rick 51 COLUMBIA ALISO VIEJO CA 92656 0 1 0 0 SVP - Engineering Common Stock 2013-12-20 4 D 0 3328 1.04 D 335468 D Shares withheld, at an average vesting price of $1.04 per share, for payment of income taxes. Diane Gulling, Attorney in Fact for Rick Carpenter 2013-12-20