0001209191-13-033264.txt : 20130621
0001209191-13-033264.hdr.sgml : 20130621
20130621170735
ACCESSION NUMBER: 0001209191-13-033264
CONFORMED SUBMISSION TYPE: 3
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20130614
FILED AS OF DATE: 20130621
DATE AS OF CHANGE: 20130621
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: SMITH MICRO SOFTWARE INC
CENTRAL INDEX KEY: 0000948708
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372]
IRS NUMBER: 330029027
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 51 COLUMBIA
STREET 2: STE 200
CITY: ALISO VIEJO
STATE: CA
ZIP: 92656
BUSINESS PHONE: 9493625800
MAIL ADDRESS:
STREET 1: 51 COLUMBIA
STREET 2: STE 200
CITY: ALISO VIEJO
STATE: CA
ZIP: 92656
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Rawlings Daniel
CENTRAL INDEX KEY: 0001579583
FILING VALUES:
FORM TYPE: 3
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-35525
FILM NUMBER: 13927907
MAIL ADDRESS:
STREET 1: 51 COLUMBIA
CITY: ALISO VIEJO
STATE: CA
ZIP: 92656
3
1
doc3.xml
FORM 3 SUBMISSION
X0206
3
2013-06-14
0
0000948708
SMITH MICRO SOFTWARE INC
SMSI
0001579583
Rawlings Daniel
51 COLUMBIA
ALISO VIEJO
CA
92656
0
1
0
0
Chief Revenue Officer
Common Stock
24632
D
Employee Stock Option (Right to Buy)
1.36
2023-03-13
Common Stock
75000
D
Restricted stock grant vests over 48 months from date of grant (02/11/13). 50% vests evenly, monthly. 50% is based on 2013 performance with 25% vesting approximately March 2014 and the remainder evenly, monthly over the next 36 months.
25% exercisable on March 14, 2014; balance is exercisable in 36 successive monthly installments beginning April 14, 2014.
Diane Gulling, Attorney in Fact for Daniel Rawlings.
2013-06-21
EX-24.3_478400
2
poa.txt
POA DOCUMENT
POWER OF ATTORNEY
KNOW ALL BY THESE PRESENTS, that the undersigned hereby constitutes and appoints
Diane Gulling, Andrew Schmidt, William W. Smith, Jr., and Allen Sussman and
certain other members or persons associated with Loeb & Loeb LLP, and each of
them with full authority to act without the others, as the undersigned's true
and lawful attorneys-in-fact to:
(1) execute for and on behalf of the undersigned, in the undersigned's capacity
as a reporting person pursuant to Section 16 of the Securities Exchange Act of
1934, as amended (the "Exchange Act"), and the rules thereunder of Smith Micro
Corporation (the "Company"), Forms 3, 4 and 5 in accordance with Section 16(a)
of the Exchange Act;
(2) do and perform any and all acts for and on behalf of the undersigned which
may be necessary or desirable to complete and execute any such Form 3, 4 or 5
and timely file such form with the United States Securities and Exchange
Commission and stock exchange or similar authority; and
(3) take any other action of any type whatsoever in connection with the
foregoing which, in the opinion of any of such attorneys-in- fact, may be of
benefit to, in the best interest of, or legally required by, the undersigned, it
being understood that the documents executed by any of such attorneys-in-fact on
behalf of the undersigned pursuant to this Power of Attorney shall be in such
form and shall contain such terms and conditions as any of such
attorneys-in-fact may approve in the discretion of any of such
attorneys-in-fact.
The undersigned hereby grants to each such attorney-in-fact full power and
authority to do and perform any and every act and thing whatsoever requisite,
necessary, or proper to be done in the exercise of any of the rights and powers
herein granted, as fully to all intents and purposes as the undersigned might or
could do if personally present, with full power of substitution or revocation,
hereby ratifying and confirming all that any of such attorneys-in-fact, or the
substitute or substitutes of any of such attorneys-in-fact, shall lawfully do or
cause to be done by virtue of this Power of Attorney and the rights and powers
herein granted. The undersigned acknowledges that the foregoing
attorneys-in-fact, in serving in such capacity at the request of the
undersigned, are not assuming, nor is the Company assuming, any of the
undersigned's responsibilities to comply with Section 16 of the Exchange Act.
This Power of Attorney shall remain in full force and effect until the
undersigned is no longer required to file Forms 3, 4 and 5 with respect to the
undersigned's holdings of and transactions in securities issued by the Company,
unless earlier revoked by the undersigned in a signed writing delivered to the
foregoing attorneys- in-fact.
IN WITNESS WHEREOF, the undersigned has caused this Power of
Attorney to be executed as of this 14th day of June, 2013.
Signature: /s/ Daniel Rawlings
Name: Daniel Rawlings