0001209191-13-032320.txt : 20130614 0001209191-13-032320.hdr.sgml : 20130614 20130614182610 ACCESSION NUMBER: 0001209191-13-032320 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20130528 FILED AS OF DATE: 20130614 DATE AS OF CHANGE: 20130614 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SMITH MICRO SOFTWARE INC CENTRAL INDEX KEY: 0000948708 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 330029027 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 51 COLUMBIA STREET 2: STE 200 CITY: ALISO VIEJO STATE: CA ZIP: 92656 BUSINESS PHONE: 9493625800 MAIL ADDRESS: STREET 1: 51 COLUMBIA STREET 2: STE 200 CITY: ALISO VIEJO STATE: CA ZIP: 92656 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Arno Andrew CENTRAL INDEX KEY: 0001472122 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35525 FILM NUMBER: 13915354 MAIL ADDRESS: STREET 1: C/O MERRIMAN CURHAN FORD GROUP, INC. STREET 2: 600 CALIFORNIA STREET, 9TH FLOOR CITY: SAN FRANCISCO STATE: CA ZIP: 94108 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2013-05-28 0 0000948708 SMITH MICRO SOFTWARE INC SMSI 0001472122 Arno Andrew 51 COLUMBIA ALISO VIEJO CA 92656 1 0 0 0 Stock Option (right to buy) 1.31 2013-05-28 4 A 0 5000 1.31 A 2013-05-28 2023-05-27 Common Stock 5000 5000 D Automatic grant to non-employee director Immediately exercisable. Shares issued on exercise are subject to a right of repurchase by the Company. Shares vest 100%, and the Company's right of repurchase lapses, upon optionee's completion of one year of service as a member of the Board measured from the grant date. /s/ Diane Gulling Attorney in Fact for Andrew Arno 2013-06-14