0001209191-12-018602.txt : 20120315 0001209191-12-018602.hdr.sgml : 20120315 20120315193435 ACCESSION NUMBER: 0001209191-12-018602 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20120315 FILED AS OF DATE: 20120315 DATE AS OF CHANGE: 20120315 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: SMITH WILLIAM W JR CENTRAL INDEX KEY: 0001251368 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-26536 FILM NUMBER: 12695461 MAIL ADDRESS: STREET 1: 51 COLUMBIA CITY: ALISOVIEJO STATE: CA ZIP: 92656 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SMITH MICRO SOFTWARE INC CENTRAL INDEX KEY: 0000948708 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 330029027 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 51 COLUMBIA STREET 2: STE 200 CITY: ALISO VIEJO STATE: CA ZIP: 92656 BUSINESS PHONE: 9493625800 MAIL ADDRESS: STREET 1: 51 COLUMBIA STREET 2: STE 200 CITY: ALISO VIEJO STATE: CA ZIP: 92656 4 1 doc4.xml FORM 4 SUBMISSION X0304 4 2012-03-15 0 0000948708 SMITH MICRO SOFTWARE INC SMSI 0001251368 SMITH WILLIAM W JR 51 COLUMBIA ALISO VIEJO CA 92656 1 1 0 0 President & CEO Common Stock 2012-03-15 4 A 0 200000 0.00 A 921011 D Common Stock 1827115 I The William W. Smith Jr Revocable Trust Common Stock 24000 D Restricted shares vest over 48 months. 50% are based on 2011 performance and vest evenly, monthly over 48 months. 50% are based on 2012 performance with 25% vesting approximately March 2013 and the remainder vesting evenly, monthly, over the next 36 months. Held in the WIlliam W. Smith Jr. IRA Diane Gulling, Attorney in Fact for William W. Smith, Jr. 2012-03-15