0001209191-12-013024.txt : 20120224 0001209191-12-013024.hdr.sgml : 20120224 20120224181335 ACCESSION NUMBER: 0001209191-12-013024 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20120222 FILED AS OF DATE: 20120224 DATE AS OF CHANGE: 20120224 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Carpenter Rick CENTRAL INDEX KEY: 0001513889 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-26536 FILM NUMBER: 12639564 MAIL ADDRESS: STREET 1: 51 COLUMBIA CITY: ALISO VIEJO STATE: CA ZIP: 92656 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SMITH MICRO SOFTWARE INC CENTRAL INDEX KEY: 0000948708 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 330029027 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 51 COLUMBIA STREET 2: STE 200 CITY: ALISO VIEJO STATE: CA ZIP: 92656 BUSINESS PHONE: 9493625800 MAIL ADDRESS: STREET 1: 51 COLUMBIA STREET 2: STE 200 CITY: ALISO VIEJO STATE: CA ZIP: 92656 4 1 doc4.xml FORM 4 SUBMISSION X0304 4 2012-02-22 0 0000948708 SMITH MICRO SOFTWARE INC SMSI 0001513889 Carpenter Rick 51 COLUMBIA ALISO VIEJO CA 92656 0 1 0 0 VP & General Manager, Wireless Common Stock 2012-02-22 4 D 0 28585 0.00 D 104209 D Common Stock 2012-02-24 4 D 0 262 1.33 D 103947 D The shares represent a portion of a performance-based restricted stock award that were forfeited upon reporting of the company's fiscal 2011 financial results Shares withheld for the payment of income taxes at average vesting price. Diane Gulling, Attorney in Fact for Rick Carpenter 2012-02-24