-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, AKibRaCm3kOZNeybcGBQIrgvxC7hez2da/41eOanfzHm7nDLHuIe9lQQZjzgVXJX 7jXla4v6ZUSZQK0IZNnUtA== 0001209191-11-014622.txt : 20110302 0001209191-11-014622.hdr.sgml : 20110302 20110302195802 ACCESSION NUMBER: 0001209191-11-014622 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20110228 FILED AS OF DATE: 20110302 DATE AS OF CHANGE: 20110302 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: SMITH WILLIAM W JR CENTRAL INDEX KEY: 0001251368 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-26536 FILM NUMBER: 11658052 MAIL ADDRESS: STREET 1: 51 COLUMBIA CITY: ALISOVIEJO STATE: CA ZIP: 92656 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SMITH MICRO SOFTWARE INC CENTRAL INDEX KEY: 0000948708 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 330029027 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 51 COLUMBIA STREET 2: STE 200 CITY: ALISO VIEJO STATE: CA ZIP: 92656 BUSINESS PHONE: 9493625800 MAIL ADDRESS: STREET 1: 51 COLUMBIA STREET 2: STE 200 CITY: ALISO VIEJO STATE: CA ZIP: 92656 4 1 doc4.xml FORM 4 SUBMISSION X0303 4 2011-02-28 0 0000948708 SMITH MICRO SOFTWARE INC SMSI 0001251368 SMITH WILLIAM W JR 51 COLUMBIA ALISO VIEJO CA 92656 1 1 0 0 President & CEO Common Stock 2011-02-28 4 A 0 150000 0.00 A 778182 D Common Stock 1830115 I The William W. Smith Jr Revocable Trust Common Stock 24000 D Restricted shares vest over 48 months. 50% are based on 2010 performance and vest evenly, monthly, over 48 months. 50% of shares are based on 2011 performance and will vest over 48 months with 25% vesting approximately March 2012 and the remainder evenly, monthly, over the next 36 months. Held in the WIlliam W. Smith Jr. IRA Diane Gulling, Attorney in Fact for William W. Smith, Jr. 2011-03-02 -----END PRIVACY-ENHANCED MESSAGE-----