-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, IPOs9K2zaAF0E8shgd9jF7I80wyPGRgxLI+8YJGD8bb4smW8jPiQLHtQ8LteFlnu bQaAbRgD7Iz4Em9HsGwX7Q== 0001209191-09-017287.txt : 20090318 0001209191-09-017287.hdr.sgml : 20090318 20090318185801 ACCESSION NUMBER: 0001209191-09-017287 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20090302 FILED AS OF DATE: 20090318 DATE AS OF CHANGE: 20090318 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: SPERLING DAVID P CENTRAL INDEX KEY: 0001251366 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-26536 FILM NUMBER: 09692003 MAIL ADDRESS: STREET 1: 51 COLUMBIA CITY: ALISOVIEJO STATE: CA ZIP: 92656 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SMITH MICRO SOFTWARE INC CENTRAL INDEX KEY: 0000948708 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 330029027 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 51 COLUMBIA STREET 2: STE 200 CITY: ALISO VIEJO STATE: CA ZIP: 92656 BUSINESS PHONE: 7143625800 MAIL ADDRESS: STREET 1: 51 COLUMBIA STREET 2: STE 200 CITY: ALISO VIEJO STATE: CA ZIP: 92656 4 1 doc4.xml FORM 4 SUBMISSION X0303 4 2009-03-02 0 0000948708 SMITH MICRO SOFTWARE INC SMSI 0001251366 SPERLING DAVID P 51 COLUMBIA SUITE 200 ALISO VIEJO CA 92656 0 1 0 0 CTO Common Stock 2009-03-02 4 A 0 50000 0.00 A 135000 D Restricted shares vest over 48 months. 50% are based on 2008 performance and vest evenly, monthly, over 48 months. 50% of shares are based on 2009 performance and vest over 48 months with the first vesting period beginning February 2010 with monthly vesting after February 2010. Diane Gulling, Attorney in Fact for David P. Sperling 2009-03-18 -----END PRIVACY-ENHANCED MESSAGE-----