-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, K8M9xn6bwDZBbYxdKgb9vGB8k0rT6weolQwfLtFtAw6HOOPQ8lMJYZkGKgevjtbY 4VXVDq0mOjmDNcT/PDJunw== 0001209191-07-046875.txt : 20070808 0001209191-07-046875.hdr.sgml : 20070808 20070808183701 ACCESSION NUMBER: 0001209191-07-046875 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20070806 FILED AS OF DATE: 20070808 DATE AS OF CHANGE: 20070808 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SMITH MICRO SOFTWARE INC CENTRAL INDEX KEY: 0000948708 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 330029027 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 51 COLUMBIA STREET 2: STE 200 CITY: ALISO VIEJO STATE: CA ZIP: 92656 BUSINESS PHONE: 7143625800 MAIL ADDRESS: STREET 1: 51 COLUMBIA STREET 2: STE 200 CITY: ALISO VIEJO STATE: CA ZIP: 92656 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Lippincott Christopher G CENTRAL INDEX KEY: 0001336095 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-26536 FILM NUMBER: 071037244 BUSINESS ADDRESS: BUSINESS PHONE: 949-362-5800 MAIL ADDRESS: STREET 1: 51 COLUMBIA STREET 2: SUITE 200 CITY: ALISO VIEJO STATE: CA ZIP: 92656 4 1 doc4.xml FORM 4 SUBMISSION X0202 4 2007-08-06 0 0000948708 SMITH MICRO SOFTWARE INC SMSI 0001336095 Lippincott Christopher G 51 COLUMBIA SUITE 200 ALISO VIEJO CA 92656 0 0 0 1 VP - Operations Common Stock 2007-08-06 4 M 0 4167 4.95 A 33750 D Common Stock 2007-08-06 4 M 0 3125 1.91 A 33750 D Common Stock 2007-08-06 4 S 0 13542 15.0241 D 33750 D Employee Stock Option (right to buy) 4.95 2007-08-06 4 M 0 4167 4.95 D 2015-07-27 Common Stock 4167 50000 D Employee Stock Option (right to buy) 1.91 2007-08-06 4 M 0 3125 1.91 D 2014-07-01 Common Stock 3125 11458 D 25% Exercisable on 07/28/2006; balance exercisable in 36 successive equal monthly installments 25% Exercisable on 07/02/2005; balance exercisable in 36 successive equal monthly installments /s/ Diane Gulling, Attorney in Fact for Christopher G. Lippincott 2007-08-08 -----END PRIVACY-ENHANCED MESSAGE-----