-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, VEaU2OMG+uQbKzPRzPAKjjS1Bt8JWR48V2vjSWU4fgF8EElFxM6b/qQgvzaBCdh5 TUp+okowB0NoRTEu+h0+nQ== 0001209191-07-018299.txt : 20070316 0001209191-07-018299.hdr.sgml : 20070316 20070316201954 ACCESSION NUMBER: 0001209191-07-018299 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20070314 FILED AS OF DATE: 20070316 DATE AS OF CHANGE: 20070316 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SMITH MICRO SOFTWARE INC CENTRAL INDEX KEY: 0000948708 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 330029027 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 51 COLUMBIA STREET 2: STE 200 CITY: ALISO VIEJO STATE: CA ZIP: 92656 BUSINESS PHONE: 7143625800 MAIL ADDRESS: STREET 1: 51 COLUMBIA STREET 2: STE 200 CITY: ALISO VIEJO STATE: CA ZIP: 92656 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: KEIPER WILLIAM CENTRAL INDEX KEY: 0001204410 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-26536 FILM NUMBER: 07701675 BUSINESS ADDRESS: STREET 1: HYPERCOM CORP. STREET 2: 2851 WEST KATHLEEN ROAD CITY: PHOENIX STATE: AZ ZIP: 85053 4 1 doc4.xml FORM 4 SUBMISSION X0202 4 2007-03-14 0 0000948708 SMITH MICRO SOFTWARE INC SMSI 0001204410 KEIPER WILLIAM 51 COLUMBIA SUITE 200 ALISO VIEJO CA 92656 1 0 0 0 Common Stock 2007-03-14 4 S 0 10000 15.6758 D 10000 D Common Stock 2007-03-15 4 M 0 5000 3.15 A 10000 D Common Stock 2007-03-15 4 S 0 5000 16.0199 D 10000 D Employee Stock Option (right to buy) 3.15 2007-03-15 4 M 0 5000 3.15 A 2003-07-16 2013-07-15 Common Stock 5000 0 D Diane Gulling, Attorney in Fact for William Keiper 2007-03-16 -----END PRIVACY-ENHANCED MESSAGE-----