-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, VEj976AgL2obLpjUCmgrbW5DH1HJfX90+PEzwegEoITb7ALVZr1nfgCZoUKiwqo8 36njbIOwcpwiCfA/5TdvzA== 0001209191-07-012353.txt : 20070221 0001209191-07-012353.hdr.sgml : 20070221 20070221212922 ACCESSION NUMBER: 0001209191-07-012353 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20070219 FILED AS OF DATE: 20070221 DATE AS OF CHANGE: 20070221 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SMITH MICRO SOFTWARE INC CENTRAL INDEX KEY: 0000948708 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 330029027 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 51 COLUMBIA STREET 2: STE 200 CITY: ALISO VIEJO STATE: CA ZIP: 92656 BUSINESS PHONE: 7143625800 MAIL ADDRESS: STREET 1: 51 COLUMBIA STREET 2: STE 200 CITY: ALISO VIEJO STATE: CA ZIP: 92656 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: SPERLING DAVID P CENTRAL INDEX KEY: 0001251366 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-26536 FILM NUMBER: 07640365 MAIL ADDRESS: STREET 1: 51 COLUMBIA CITY: ALISOVIEJO STATE: CA ZIP: 92656 4 1 doc4.xml FORM 4 SUBMISSION X0202 4 2007-02-19 0 0000948708 SMITH MICRO SOFTWARE INC SMSI 0001251366 SPERLING DAVID P 51 COLUMBIA SUITE 200 ALISO VIEJO CA 92656 0 1 0 0 CTO Common Stock 2007-02-19 4 A 0 30000 0.00 A 60000 D Employee Stock Option (right to buy) 12.55 2007-02-19 4 A 0 100000 12.55 A 2017-02-18 Common Stock 100000 100000 D Restricted Stock Grant - vesting in 24 equal monthly installments beginning 03/19/2007 25% Exercisable on 02/19/2008; balance exercisable in 36 successive equal monthly installments /s/ Diane Gulling, Attorney in Fact for David P. Sperling 2007-02-21 -----END PRIVACY-ENHANCED MESSAGE-----