-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, RD12QCuv118dcgGiI3q4aQHWN48IJ+ZkInb9+zwkPvGN5GE/cRmc8JC+/Pu1Xn74 2vDw/jI+0yrW7mTmEYc6wQ== 0001209191-06-042525.txt : 20060726 0001209191-06-042525.hdr.sgml : 20060726 20060726200509 ACCESSION NUMBER: 0001209191-06-042525 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20060724 FILED AS OF DATE: 20060726 DATE AS OF CHANGE: 20060726 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SMITH MICRO SOFTWARE INC CENTRAL INDEX KEY: 0000948708 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 330029027 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 51 COLUMBIA STREET 2: STE 200 CITY: ALISO VIEJO STATE: CA ZIP: 92656 BUSINESS PHONE: 7143625800 MAIL ADDRESS: STREET 1: 51 COLUMBIA STREET 2: STE 200 CITY: ALISO VIEJO STATE: CA ZIP: 92656 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: gulko samuel CENTRAL INDEX KEY: 0001308199 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-26536 FILM NUMBER: 06982687 BUSINESS ADDRESS: BUSINESS PHONE: 949-362-5800 MAIL ADDRESS: STREET 1: 51 COLUMBIA STREET 2: SUITE 200 CITY: ALISO VIEJO STATE: CA ZIP: 92656 FORMER NAME: FORMER CONFORMED NAME: Gulko Smauel DATE OF NAME CHANGE: 20041109 4 1 doc4.xml FORM 4 SUBMISSION X0202 4 2006-07-24 0 0000948708 SMITH MICRO SOFTWARE INC SMSI 0001308199 gulko samuel 51 COLUMBIA SUITE 200 ALISO VIEJO CA 92656 1 0 0 0 Stock Option (right to buy) 13.97 2006-07-24 4 A 0 5000 13.97 A 2006-07-24 2016-07-23 Common Stock 5000 20000 D Automatic grant to non-employee director Immediately exercisable. Shares issued on exercise are subject to a right of repurchase by the Company. Shares vest 100%, and the Company's right of repurchase lapses, upon optionee's completion of one year of service as a member of the Board measured from the grant date. /s/ Diane Gulling Attorney in Fact for Samuel Gulko 2006-07-26 -----END PRIVACY-ENHANCED MESSAGE-----